STC Offers a Comprehensive Series 79 Study Program
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The Series 79 registration qualifies an individual who will perform investment banking
activities in the following two areas.
1. Advising on or facilitating debt or equity securities offerings through a private
placement or a public offering including, but not limited to, origination, underwriting,
marketing, structuring, syndication, and pricing of such securities, and managing
the allocation and stabilization activities of such offerings, or
2. Advising on or facilitating mergers and acquisitions, tender offers, financial
restructurings, asset sales, divestitures, or other corporate reorganizations or
business combination transactions including, but not limited to, rendering a fairness,
solvency, or similar opinion.
The Series 79 Regulatory Examination consists of 175 multiple-choice questions and
10 pretest questions. Applicants are allowed five hours to complete the examination.
The Series 79 Regulatory Examination is broken down into four areas.
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1 |
Collection, Analysis and Evaluation of Data
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75 |
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2 |
Underwriting/New Financing Transactions, Types of Offerings and Registration of Securities
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43 |
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3 |
Mergers and Acquisitions, Tender Offers and Financial Restructuring Transactions
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34 |
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4 |
General Securities Industry Regulations
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23 |
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The STC Series 79 Study Program is a comprehensive package, offering Study Manuals,
Examinations, and Classroom Options.
You have access to a toll-free Hotline, allowing you to have content-related questions
answered by an instructor. Securities Training Corporation is dedicated to providing
you with technologically advanced training solutions. All of our computer-based
training is backed by 24/7 technical support.
Securities Training Corporation got its start in 1969 by offering securities examination
preparation in a small downtown New York location. From that one location, STC grew
to become the industry leader, offering training in cities nationwide, while keeping
our downtown roots. Our reach is global. We have taught in many nations over our
40+ years and, through our Virtual and On-Demand programs, our clients receive the
same quality training regardless of time or location. As a privately held company,
STC has remained focused on one business only: exam preparation.
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