Securities Licensing Courses STC offers a broad range of learning programs. Whether classroom or self-study, printed text or computer-based training (CBT), you receive the finest study materials, prep tests, and support services to help you prepare for your qualifying exam. Our National Schedule is available in PDF format. Please click here to view and print. If you would like us to mail you our schedule, please send your name and address to info@stcusa.com. Some of the exams listed require sponsorship from a member firm of a self-regulatory organization. If you require additional information, contact your employer or the Financial Industry Regulatory Authority (FINRA).. Click on a course below for a full description. Note: If you are purchasing a package which includes CD-ROM exams, please note that it is NOT Macintosh compatible. Online products are accessible within 24 hours when orders are placed before 3pm EST Monday - Friday. Access to online products for orders placed Friday - Sunday after 3pm EST, will be available on the next business day. Registered Representatives Series 3 - National Commodity Futures Examination Series 5 - Interest Rate Options Examination Series 6 - Investment Company Products/Variable Contracts Representative Examination Series 7 - General Securities Representative Examination Series 15 - Foreign Currency Options Qualification Examination Series 17 - Limited Registered Representative Examination Series 22 - Direct Participation Programs Limited Representative Examination Series 31 - Futures Managed Funds Examination Series 32 - Limited Futures Examination Series 37 - Canadian Module of the General Securities Registered Representative Exam (Options Required) Series 38 - Canadian Module of the General Securities Registered Representative Exam (Options Not Required) Series 52 - Municipal Securities Representative Examination Series 55 - Limited Representative—Equity Trader Examination Series 62 - Corporate Securities Limited Representative Examination Series 63 - Uniform Securities Agent State Law Examination Series 65 - NASAA Uniform Investment Adviser Law Examination Series 66 - NASAA Uniform Combined State Law Examination Series 72 - Government Securities Limited Representative Qualification Examination Series 86 - Research Analyst Qualification Examination (Part I) Series 87 - Research Analyst Qualification Examination (Part II) Principals and Managers Series 4 - Registered Options Principal Examination Series 9 - General Securities Sales Supervisor Qualification Examination—Options Series 10 - General Securities Sales Supervisor Qualification Examination—General Securities Series 14 - NYSE Compliance Official Examination Series 16 - NYSE Supervisory Analyst Qualification Examination Series 23 - General Securities Principal Qualification Examination Sales Supervisor Module Series 24 - General Securities Principal Examination Series 26 - Investment Company Products/Variable Contracts Principal Examination Series 27 - Financial and Operations Principal Examination Series 30 - Branch Manager Examination—Futures Series 51 - Municipal Fund Securities Limited Principal Examination Series 53 - Municipal Securities Principal Examination

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