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General Securities Sales Supervisor Qualification Examination-Options |
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| This registration is appropriate for individuals required to register as principals to supervise sales activities in corporate, municipal, and options securities, investment company products, variable contracts, and direct participation programs. In addition to branch office managers, regional and national sales managers may also register in this capacity. The Series 9 contains “Options” questions. The Series 10 contains questions concerning FINRA, NYSE, MSRB, and SEC rules. |
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Prep Time:
15 - 20 hours |
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Exam Time:
1.5 hours |
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Exam Questions:
55 |
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Passing Percentage:
70%
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FOR THE OPTIMAL LEARNING EXPERIENCE, STC recommends that students consider taking their final exams online. By using this method of study and calling our instructor hotline, STC instructors can view your performance online, help you focus on any areas of weakness, and provide guidance in modifying your personal study schedule. |
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Series 9 On-Demand Lecture
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$55.00
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Add To Cart
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Designed for anywhere, anytime use; STC's Series 9 On-Demand training gives students the experience of a live class, but with the advantage of training as their schedule allows. The program requires Macromedia Flash (free download), an Internet connection and audio capabilities and is available for 90 days from the first usage. Although no purchase of STC study material is required, we strongly recommend that a study program be used along with the On-Demand lecture. (Total program time is 3.5 hours) |
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