|
|
|
General Securities Sales Supervisor Qualification Examination-General Securities |
 |
|
|
|
|
|
|
| For persons who are required to be registered as principals and whose responsibilities are limited to sales supervision as branch office managers in member firms. Topics include: sales and account supervision, regulation of options, municipal securities regulation, compliance, and record keeping. |
|
|
|
|
Prep Time:
30 - 35 hours |
|
Exam Time:
4 hours |
|
Exam Questions:
145 |
|
Passing Percentage:
70%
|
|
|
|
|
|
FOR THE OPTIMAL LEARNING EXPERIENCE, STC recommends that students consider taking their final exams online. By using this method of study and calling our instructor hotline, STC instructors can view your performance online, help you focus on any areas of weakness, and provide guidance in modifying your personal study schedule. |
|
|
Series 10 On-Demand Lecture
|
$150.00
|
Add To Cart
|
|
Designed for anywhere, anytime use; STC's Series 10 On-Demand training gives students the experience of a live class, but with the advantage of training as their schedule allows. The program requires Macromedia Flash (free download), an Internet connection and audio capabilities and is available for 90 days from the first usage. Although no purchase of STC study material is required, we strongly recommend that a study program be used along with the On-Demand lecture. (Total program time is 6 hours) |
|
|
|
|
|
|