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NYSE Compliance Official Examination |
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| This examination is required by the New York Stock Exchange. The Series 14 Examination is a qualification examination intended to insure that the individuals designated as having day-to-day compliance responsibilities for their respective firms or who supervise ten or more people engaged in compliance activities have the knowledge necessary to carry out their job responsibilities. |
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Prep Time:
25 hours |
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Exam Time:
3 hours |
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Exam Questions:
100 |
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FOR THE OPTIMAL LEARNING EXPERIENCE, STC recommends that students consider taking their final exams online. By using this method of study and calling our instructor hotline, STC instructors can view your performance online, help you focus on any areas of weakness, and provide guidance in modifying your personal study schedule. |
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