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NYSE Compliance Official Examination
This examination is required by the New York Stock Exchange.  The Series 14 Examination is a qualification examination intended to insure that the individuals designated as having day-to-day compliance responsibilities for their respective firms or who supervise ten or more people engaged in compliance activities have the knowledge necessary to carry out their job responsibilities.
Prep Time:  25 hours
Exam Time:  3 hours
Exam Questions:  100
 
FOR THE OPTIMAL LEARNING EXPERIENCE, STC recommends that students consider taking their final exams online. By using this method of study and calling our instructor hotline, STC instructors can view your performance online, help you focus on any areas of weakness, and provide guidance in modifying your personal study schedule.

Self Study

Our self-study courses allow you to learn on your own with the most up-to-date study materials, prep tests, and support services. You receive easy-to-understand study manuals and practice tests with detailed explanations along with a toll-free number to call when you need specific questions answered.

If you are purchasing a package that includes CD-ROM exams please note that they are not Macintosh compatible. Please click on the product links below for a full description of items included.

Series 14 Study Manual and Print Final Exams  $235.00    Add To Cart

 

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