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General Securities Principal Qualification Examination Sales Supervisor Module
The Series 23 is designed to test a candidate’s knowledge of the rules and statutory provisions applicable to the management of a general securities broker/dealer. The Series 23 examination program allows persons associated with FINRA members who are registered as General Securities Sales Supervisors and who are seeking to register and qualify as General Securities Principals an alternative to completing the Series 24. The Series 23 examination covers material from the Series 24 examination not otherwise covered under the Series 9/10 examination.
Prep Time:  40 hours
Exam Time:  2.5 hours
Exam Questions:  100
Passing Percentage:   70%
FOR THE OPTIMAL LEARNING EXPERIENCE, STC recommends that students consider taking their final exams online. By using this method of study and calling our instructor hotline, STC instructors can view your performance online, help you focus on any areas of weakness, and provide guidance in modifying your personal study schedule.

Self Study

Our self-study courses allow you to learn on your own with the most up-to-date study materials, prep tests, and support services. You receive easy-to-understand study manuals and practice tests with detailed explanations along with a toll-free number to call when you need specific questions answered.

If you are purchasing a package that includes CD-ROM exams please note that they are not Macintosh compatible. Please click on the product links below for a full description of items included.

Series 23 Study Manual with CD-ROM Final Exams  $250.00    Add To Cart
Series 23 Study Manual with Print Final Exams  $250.00    Add To Cart
Classroom Training and Virtual Class Search 
Class includes Study Manual. Your Study Manual options will be displayed after you choose a class.
Florida classes are handled by our affiliate, Johnson Lipman Corporation. You can visit their site by clicking here. Please note: Additional fees may apply when enrolling in classes conducted by an STC affiliate.
Already have STC books and want to enroll for the class? (Click here)
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 NOTE: ALL VIRTUAL CLASSES MEET AT EASTERN STANDARD TIME

CD-ROM

Designed to supplement our self-study or classroom training, STC’s computer-based progress exam programs contain timed tests that simulate the licensing exam. These practice exams bring your training into focus with diagnostics, hypertext glossary, explanations, question randomization, and programmable study calendars. Minimum system requirements: Windows 98, NT, 2000, XP and ME, Internet Explorer 5.0 or higher or Netscape 6.0 or higher. Hardware Requirements: 64 MB RAM, VGA monitor, Pentium II Processor; CD-ROM NOT MACINTOSH COMPATIBLE

Series 23 Study Manual with CD-ROM Final Exams  $250.00    Add To Cart

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