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Series 26 On-Demand Lecture

$166.00
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  • Available for 6 months from first use, with an option to purchase additional time in the future
  • Total program time is approximately 7 hours
  • Requires Internet connection, a streaming-video-enabled machine, and audio capabilities
  • Optimized for all recent browser versions. Internet Explorer 10 or above required. The latest version of Google Chrome is recommended for optimum load times.
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Chapter list:

1. Hiring and Qualifications
2. Educating Registered Representatives about Investment Companies
3. Educating RRs About Variable Contracts and Retirement Plans
4. Enforcing Securities Regulations
5. Opening Customer Accounts
6. FINRA Conduct Rules
7. Communications with the Public--FINRA
8. Communications with the Public-SEC
9. Recordkeeping and Reporting Requirement
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