Series 6 Top-Off On-Demand Lecture

$159.00
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  • Available for 6 months from first use, with an option to purchase additional time in the future
  • Total program time is approximately 21 hours
  • Requires Internet connection, a streaming-video-enabled machine, and audio capabilities
  • Optimized for all recent browser versions. Internet Explorer 10 or above required. The latest version of Google Chrome is recommended for optimum load times.

Chapter list:

1. Building an Investor Profile
2. Customer Accounts
3. Customer Communications
4. Offerings
5. Overview of Securities and Tax Considerations
6. Investment Companies
7. Variable Products and Municipal Fund Securities
8. Retirement Plans
9. Investment Risks, Returns, and Disclosures
10. Investment Strategies and Portfolio Analysis
11. Orders and Trade Execution
12. Resolving Disputes
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