Series 63 On-Demand Lecture-42nd Edition

$159.00
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  • Available for 6 months from first use, with an option to purchase additional time in the future
  • Total program time is approximately 4 hours
  • Requires Internet connection, a streaming-video-enabled machine, and audio capabilities
  • Optimized for all recent browser versions. Internet Explorer 10 or above required. The latest version of Google Chrome is recommended for optimum load times.

Chapter list:

1. Overview
2. State Registration of Securities
3. State Regulations Governing Broker-Dealers and Agents
4. State and Federal Regulations Governing IAs and IARs
5. Investment Advisory Practices
6. Prohibited and Ethical Business Practices Under the USA
7. Administration of the USA
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