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ORDER ONLINE: Series 99 Study Material is NOW available. |
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Securities Training Corporation is pleased to announce the availability of training
programs for the Series 99 Examination. Please see our
schedule
for upcoming class options. We anticipate the availability of our On-Demand Lectures
sometime in late January. Click
here
to order.
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ADDENDUMS (Now Available): Revisions to the Series 7, 17, 37, and 38
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FINRA has filed a revised Series 7 outline which is scheduled to take effect on
November 7, 2011. The minimum required passing score will increase from 70% to 72%.
Additionally, FINRA will be reducing the number of questions on municipal securities.
The revised outline may be found by clicking on the following link.
www.finra.org/brokerqualifications/exams |
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Securities Training Corporation has created and released addendums, for the above
exams, to assist students in preparation of the scheduled changes. Please click
here
to visit our Course Updates page to request these addendums.
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NEW Firm Element/ACM/4Q-2011/Securities Training Corporation |
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STC has expanded the offerings in our Firm Element Catalog. Each title focuses on
a crucial topic in the industry and is designed to provide targeted training within
your Continuing Education Program. |
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New Titles: |
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Series 99 - Operations Professional Examination Overview
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In 2006, FINRA ruled that firms may now use On-Demand Webcast technology to deliver
their Annual Compliance Meeting (ACM), without using a live facilitator. Securities
Training Corporation has taken advantage of the FINRA rule by making it easier for
firms to deliver their ACM. Our technology allows compliance officers to come off
the road and provide us with their own audio, video, or slides, which we will develop
into a customized ACM.
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STC has expanded the topics in our On-Demand Webcast technology. Each title focuses
on a crucial topic in the industry and is designed to provide targeted training
within your Annual Compliance Meeting.
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New Titles: |
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Unregistered Resale of Restricted Securities
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Protection Under SIPC |
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STC's On-Demand Compliance Training makes it easy to deliver your Annual Compliance
Meeting that complies with FINRA requirements.
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It includes a mandatory final attestation of completion. We provide consulting to
develop content and presentation. It allows attendees to ask questions at any time,
with firm control over questions, responses, and archiving. A report tracking attendee
activity, i.e., completion attestations and questions, is provided. It allows for
e-mail announcements using a unique username and password system that makes it accessible
only to registered participants.
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Securities Training Corporation has partnered with Pinpoint Global Communications
to offer a state-of-the-art Learning Management System (LMS) to the Securities,
Insurance, and Banking industries. Pinpoint’s LMS is designed to provide complete
tracking and training solutions for all areas of your firm.
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If you would like more information, or if you would like to see a demonstration,
contact: |
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Michael Fayne
Vice President/Sales and Marketing
Securities Training Corporation
(800) 782-1223 |