Gain insights on trending topics within the securities and insurance industry along with tools and tips on how to start your career and maximize your income and job satisfaction
How to Become a Financial Risk Manager
A Financial Risk Manager (FRM) is a professional who specializes in identifying and handling risks to financial asset management. The classification is granted by the highly respected Global Association of Risk Professionals (GARP), a nonprofit founded in 1996. The GARP sets and maintains standards…
Tips on How to Survive Your First Year As a Financial Advisor
It has been determined by multiple sources that there is a small success rate for financial advisors in their first year. Many people do not survive their first year as a financial advisor. The combination of pressure to find clients, a steep learning curve,…
STC Course Update
NASAA to Update its Exam Questions Related to IA Marketing Rules on April 1, 2022 The North American Securities Administrators Association (NASAA) is updating the Series 63, 65, and 66 Examinations to incorporate information on a new rule regarding investment adviser marketing. Although these…
News & Updates
The latest securities training news, course updates, advancements and market information.
See More News & Updates
How to Become a Financial Risk…
A Financial Risk Manager (FRM) is a professional who specializes in identifying and handling risks to financial asset management. The classification is…
Securities Career Resources
Find information to help you gain new securities training skills and advance your career.
Learn about Career Resources
How to Become a Financial Risk Manager
A Financial Risk Manager (FRM) is a professional who specializes in identifying and handling risks to financial asset management. The classification is […]
Tips on How to Survive Your First Year As a Financial Advisor
It has been determined by multiple sources that there is a small success rate for financial advisors in their first year. Many […]
How FAs and Their Clients Benefit from a Life, Accident and Health Insurance License
The coronavirus crisis has underlined the importance of insurance in protecting health and wealth. It has also highlighted how long-term financial plans, […]
Series 6 or Series 7, Which Test Will Be More Worth My Time?
To become a representative in the securities industry, you may have different options when it comes to registration. How do you know […]
What Jobs Are You Qualified for After Passing the SIE Exam?
So, you’re ready to take the SIE Exam, pass it, and get started with your career in the financial industry. Well, before […]
Securities Industry Tools
Find cutting edge tools to help you gain new securities training skills and advance your career.
Learn about Industry Tools
How to Become a Financial Risk Manager
A Financial Risk Manager (FRM) is a professional who specializes in identifying and handling risks to financial asset management. The classification is […]
How FAs and Their Clients Benefit from a Life, Accident and Health Insurance License
The coronavirus crisis has underlined the importance of insurance in protecting health and wealth. It has also highlighted how long-term financial plans, […]
Todd Talks: Best Practices on How to Prepare for Remote Testing
In this Todd Talks episode, STC’s Chief Learning Officer, Todd Rosenfeld explains how our best practices can be adapted to better prepare […]
Todd Talks: Which Package Should You Choose
Todd Rosenfeld, Chief Learning Officer at STC, provides insight into the Standard, Premier and Premier Plus packages that STC offers for securities […]
Todd Talks: STC Pass Guarantee
STC’s new Pass Guarantee is introduced and explained in detail by Chief Learning Officer, Todd Rosenfeld.
Testimonials
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
My sincere thanks and appreciation for your unwavering support through my Series 7 prep. I was able to pass the exam this weekend and sincerely could not have done it without the help you all lended me via multiple phone calls and email communications. Thank you from the bottom of my heart for being patient with me and helping me work through my weak areas.
After experiencing such excellent customer service with STC for both the SIE and the 7, it was an easy decision to choose STC again for the 66. I look forward to working with you all further as I tackle this next exam. Thanks again for everything! Cheers!
- Rich D., FINANCIAL ADVISER, St. Louis Missouri