Gain insights on trending topics within the securities and insurance industry along with tools and tips on how to start your career and maximize your income and job satisfaction
How to Help Your Financial Advisors Shorten the Road to Success
Are you looking for ways to shorten the road to success for your financial advisors (FAs)? In today’s competitive financial advising world, it’s ideal to help financial advisors succeed quickly, and firms are all over it. Take a look at the following tips to…
The Tips You Need to Overcome Financial Advisor Turnover
Financial advising is a tough career. Achieving success requires tenacity, risk tolerance and expertise in financing. Because of this, a high financial advisor turnover rate is common in firms. Unfortunately, some FAs fail to succeed or decide to quit just as they near success.…
New Regulation Best Interest Rules (Podcast)
Learn about the four components of the SEC’s new Regulation Best Interest rule that went into effect June 30, 2020 from STC’s Chief Learning Officer, Todd Rosenfeld. Todd breaks down the new rules and interpretations designed to enhance the quality of retail investors’ relationships…
News & Updates
The latest securities training news, course updates, advancements and market information.
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How to Help Your Financial Advisors…
Are you looking for ways to shorten the road to success for your financial advisors (FAs)? In today’s competitive financial advising world,…
Securities Career Resources
Find information to help you gain new securities training skills and advance your career.
Learn about Career Resources
How to Help Your Financial Advisors Shorten the Road to Success
Are you looking for ways to shorten the road to success for your financial advisors (FAs)? In today’s competitive financial advising world, […]
Continuing Education’s Role in the Marketplace
Government and industry compliance and regulatory requirements heavily impact the financial securities industry. Along with these enforced protocols, firms are expected to […]
Be the Best Financial Advisor for Your Clients by Taking the Steps Toward an Insurance License Today
Insurance is essential, especially today as COVID-19 sends the world into crisis. Any long-term investment plan, no matter how brilliant, is subject […]
The Top 12 Digital Tools for Financial Advisors
In the digital world today, it’s essential to utilize the latest technology to not only provide increased value to your clients as […]
Virtually Recruiting Employees to Place With Financial Advisor Firms
In recent years, it’s been challenging for recruiters in the FinServ industry to find qualified and talented financial advisor professionals due to […]
Securities Industry Tools
Find cutting edge tools to help you gain new securities training skills and advance your career.
Learn about Industry Tools
How to Help Your Financial Advisors Shorten the Road to Success
Are you looking for ways to shorten the road to success for your financial advisors (FAs)? In today’s competitive financial advising world, […]
The Tips You Need to Overcome Financial Advisor Turnover
Financial advising is a tough career. Achieving success requires tenacity, risk tolerance and expertise in financing. Because of this, a high financial […]
New Regulation Best Interest Rules (Podcast)
Learn about the four components of the SEC’s new Regulation Best Interest rule that went into effect June 30, 2020 from STC’s […]
Continuing Education’s Role in the Marketplace
Government and industry compliance and regulatory requirements heavily impact the financial securities industry. Along with these enforced protocols, firms are expected to […]
Be the Best Financial Advisor for Your Clients by Taking the Steps Toward an Insurance License Today
Insurance is essential, especially today as COVID-19 sends the world into crisis. Any long-term investment plan, no matter how brilliant, is subject […]
Securities Salary Guide
Find in-depth information on financial services industry professionals’ salary and expenses.
Learn more about salaries
2019 Salary Report For the Financial Services Industry
When talking with candidates considering a career in the financial services industry – especially those who want to pursue becoming Financial Advisors […]
2019 Salary Guide For Financial Services’ Managers
Do you know what your employees are expecting from their salaries? One of the most common questions Securities Training Corporation (STC) hears […]
2019 Salary Guide For Financial Services Recruiters
It’s our belief that in the world of recruiting, every business should have a comprehensive understanding of the compensation package(s) available to […]
How Can a Series 6 License Help Grow Your Business?
A Series 6 provides financial advisors with the ability to offer holistic financial planning services. It entitles them to sell variable annuities, […]
How Do Insurance Industry Salaries Compare to Other Financial Service Salaries?
In 2019, insurers are placing talent high up on their agendas. Talent in a growing digital age is in short supply during […]
Testimonials
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
I took the Series 24 yesterday and passed with flying colors. I felt very confident as I was going through the exam. Thank you for the great review course and tips.
- John C., FINANCIAL ADVISER, Charlottesville North Carolina
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri