News & Insights
The latest securities training news, course updates, advancements and market information.
See All
Understanding the IAR CE Model Rule in 2025
As is the case with many new regulations, the Model Rule on Investment Adviser Representative Continuing Education (IAR CE) created by the North American Securities Administrators Association (NASAA) is generating a number of questions. The following information addresses the most frequently asked questions regarding…
The Importance of SIE Exam Prep: Your Gateway to a Securities Industry Career
Stepping into the world of finance and investments can be both exhilarating and overwhelming. The industry demands a solid understanding of core concepts, regulations, and ethics. For aspiring professionals, the Securities Industry Essentials (SIE) Exam is a crucial gateway, often serving as the first…
Structured Training Programs – A Must for Securities Licensing
Securities firms are constantly challenged by the need to prepare new associates and analysts to pass their securities licensing exams on their first try. Securities exams are notoriously difficult, and the longer it takes for new hires to get licensed, the longer firms wait…
The Future of Finance Jobs: What to Expect in 2025
The world of finance is evolving at an unprecedented pace. The current finance jobs outlook is shaped by several dynamic forces, including technological advancements, regulatory changes, shifting economic landscapes, and evolving consumer expectations. The financial services industry has always been a cornerstone of global…
Series 79 License: What Is It? Why You Need It and How to Get It
If you’re just starting on your path into the financial services industry, you’re likely overwhelmed with the number of licenses that are available to be obtained. Why are there so many licenses and which ones are right for you? Before taking any exams, you…
Career Resources
Gain insights on trending topics within the securities and insurance industry along with tools and tips on how to start your career and maximize your income and job satisfaction.
See All Understanding the IAR CE Model Rule in 2025
As is the case with many new regulations, the Model Rule on Investment Adviser Representative Continuing Education (IAR CE) created by the North American Securities Administrators Association (NASAA) is generating a number of questions. The following information addresses the most frequently asked questions regarding…
The Importance of SIE Exam Prep: Your Gateway to a Securities Industry Career
Stepping into the world of finance and investments can be both exhilarating and overwhelming. The industry demands a solid understanding of core concepts, regulations, and ethics. For aspiring professionals, the Securities Industry Essentials (SIE) Exam is a crucial gateway, often serving as the first…
Structured Training Programs – A Must for Securities Licensing
Securities firms are constantly challenged by the need to prepare new associates and analysts to pass their securities licensing exams on their first try. Securities exams are notoriously difficult, and the longer it takes for new hires to get licensed, the longer firms wait…
The Future of Finance Jobs: What to Expect in 2025
The world of finance is evolving at an unprecedented pace. The current finance jobs outlook is shaped by several dynamic forces, including technological advancements, regulatory changes, shifting economic landscapes, and evolving consumer expectations. The financial services industry has always been a cornerstone of global…
Series 79 License: What Is It? Why You Need It and How to Get It
If you’re just starting on your path into the financial services industry, you’re likely overwhelmed with the number of licenses that are available to be obtained. Why are there so many licenses and which ones are right for you? Before taking any exams, you…
Industry Tools
The latest securities training news, course updates, advancements and market information.
See All Understanding the IAR CE Model Rule in 2025
As is the case with many new regulations, the Model Rule on Investment Adviser Representative Continuing Education (IAR CE) created by the North American Securities Administrators Association (NASAA) is generating a number of questions. The following information addresses the most frequently asked questions regarding…
Your Guide to Developing a Study Plan for the SIE Exam
Passing the Securities Industry Essentials (SIE) Exam can be challenging, but it’s certainly less so with the right approach to study and preparation. Passing the SIE Exam is your first step to becoming a securities industry professional, so you need to know what’s on…
The Importance of SIE Exam Prep: Your Gateway to a Securities Industry Career
Stepping into the world of finance and investments can be both exhilarating and overwhelming. The industry demands a solid understanding of core concepts, regulations, and ethics. For aspiring professionals, the Securities Industry Essentials (SIE) Exam is a crucial gateway, often serving as the first…
Structured Training Programs – A Must for Securities Licensing
Securities firms are constantly challenged by the need to prepare new associates and analysts to pass their securities licensing exams on their first try. Securities exams are notoriously difficult, and the longer it takes for new hires to get licensed, the longer firms wait…
The Future of Finance Jobs: What to Expect in 2025
The world of finance is evolving at an unprecedented pace. The current finance jobs outlook is shaped by several dynamic forces, including technological advancements, regulatory changes, shifting economic landscapes, and evolving consumer expectations. The financial services industry has always been a cornerstone of global…