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SIE course

What Does STC’s SIE Course Look Like?

What Does STC’s SIE Course Look Like? The SIE Exam is a new, introductory-level FINRA exam for prospective industry professionals. Its purpose is to assess a candidate’s basic knowledge of securities industry topics fundamental to working in the industry. The SIE Exam is a…

group waiting on passing score

FINRA Releases SIE and New Top Off Passing Scores

FINRA has finally released their SIE and new Top off exam passing scores. The SIE (Securities Industry Essentials) Exam is a new, introductory-level FINRA exam for current non-registered staff members and prospective securities industries professionals who are not associated with a brokerage firm as well…

SIE course

What Does STC’s SIE Course Look Like?

What Does STC’s SIE Course Look Like? The SIE Exam is a new, introductory-level FINRA exam for prospective industry professionals. Its purpose is to assess a candidate’s basic knowledge of securities industry topics fundamental to working in the industry. The SIE Exam is a…

websites financial advisor

Five Tips About Financial Advisor Websites

  There are more than 200,000 financial advisors in the U.S., but don’t let that deter you from joining the fast-growing industry. According to a 2017 report, “The Changing Face of Financial Advice” by Corporate Insight, financial advisor activity is at an all-time high.…

social media financial advisor

Post, Tweet, Like: Getting Social or Upping Your Game

You know that old saying of “go where the customers are”? Eighty percent of Americans used some form of social media in 2017, according to Statista. So where should you be, if you aren’t already? According to the fifth edition of the Putnam Social…

CRM-The Swiss Army Knife for Financial Services Advisers

CRM-The Swiss Army Knife for Financial Advisors

Data, data, data. You can’t read an article or listen to a newscast without someone mentioning the mounds of data which companies have access to and use to refine customer experiences. Did you know that you could have access to data about your clients…

Taking a test

Why Teaching to the Test is Best

  Imagine two college students who plan financial services careers. Both decide to take the Securities Industry Essentials (SIE) exam/ test before graduating to become more attractive job candidates for potential employers. To do their best on the exam, they both hire test prep…

Are Your Associates Ready for Their Examinations?

The key to success is preparation Securities Training Corporation’s (STC) new study system provides special tools to help prepare your students to be test ready and get their license More ways to prepare, study, and succeed Exam Prep at mystcinteravice.com provides an interactive toolbox…

SIE exam Graphics

What Is the Securities Industry Essentials Exam (SIE)?

What Is the Securities Industry Essentials Exam (SIE)?     The Securities Industry Essentials (SIE) Exam is a new, introductory-level FINRA exam for prospective industry professionals. Its purpose is to assess a candidate’s basic knowledge of securities industry topics fundamental to working in the…

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