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Resource Center: SIE Exam

Featured SIE Exam articles

STC SIE annoucnement

[Press Release] Securities Training Corporation Announces Availability of Securities Industry Essentials (SIE) Exam Training Package

Securities Industry Essentials (SIE) Exam Training Package Now Available New York City, NY. (July 17, 2018) — Securities Training Corporation (STC), the market leader in securities training, today announced that the company’s first-to-market Securities Industry Essentials (SIE) Exam training package is available for purchase. The learner-centric SIE Course…

Press Release- Securities Training Corp

[Press Release] Securities Training Corporation Announces Securities Industry Essentials (SIE) Exam Training Package

NEW YORK–Securities Training Corporation (STC), the market leader in securities training, today announced their Securities Industry Essentials (SIE) exam training package and pricing. The SIE Exam is a new, introductory-level FINRA exam for current non-registered staff members and prospective securities industries professionals who are not associated with…

How will the SIE Benefit Your Employees?

When first coming on board working for a financial firm there’s an onboarding process during which associate is provided mandatory information regarding his job responsibilities. Due to this process, the employee is clear as to his role, but may be somewhat uncertain as to the functions…

STC SIE annoucnement

[Press Release] Securities Training Corporation Announces Availability of Securities Industry Essentials (SIE) Exam Training Package

Securities Industry Essentials (SIE) Exam Training Package Now Available New York City, NY. (July 17, 2018) — Securities Training Corporation (STC), the market leader in securities training, today announced that the company’s first-to-market Securities Industry Essentials (SIE) Exam training package is available for purchase. The learner-centric SIE Course…

Press Release- Securities Training Corp

[Press Release] Securities Training Corporation Announces Securities Industry Essentials (SIE) Exam Training Package

NEW YORK–Securities Training Corporation (STC), the market leader in securities training, today announced their Securities Industry Essentials (SIE) exam training package and pricing. The SIE Exam is a new, introductory-level FINRA exam for current non-registered staff members and prospective securities industries professionals who are not associated with…

SIE exam Graphics

What Is the Securities Industry Essentials Exam (SIE)?

  The Securities Industry Essentials (SIE) Exam is a new, introductory-level FINRA exam for prospective industry professionals. Its purpose is to assess a candidate’s basic knowledge of securities industry topics fundamental to working in the industry. The SIE Exam is a FINRA sponsored exam…

How will the SIE Benefit Your Employees?

When first coming on board working for a financial firm there’s an onboarding process during which associate is provided mandatory information regarding his job responsibilities. Due to this process, the employee is clear as to his role, but may be somewhat uncertain as to the functions…

Business meeting

How SIE Can Help Launch Your Financial Services Career

How the SIE Can Help Launch Your Financial Services Career The SIE Exam characteristics: Length: 75 questions + 10 experimental questions Candidates will need to be at least 18 years old The top-off exams characteristics: Series 7: 125 questions + 10 experimental questions Series…

FINRA rule

Series 52 Restructuring

The MSRB has added the Series 52 to the list of exam that will be restructured. Effective October 1, 2018, they will follow FINRA’s lead and make the SIE a prerequisite for the Series 52 top-off exam. A proposed rule change will be filed…

Testimonials