Where can I take my Regulatory Examination?
To find out where you can take your Regulatory Examination, contact one of the following testing centers.
Pearson: (866) 396-6273 or
www.PearsonVUE.com
Prometric: (800) 578-6273 or
www.Prometric.com
How can I receive updates to the study materials?
Updates to our study materials will be e-mailed upon request to all students who
have purchased STC study materials and whose name is registered to the product for
a period of one year from the date of purchase. Please e-mail your request to info@stcusa.com
and include your name, company, and print date of your book so we can verify your
order. The print date can be found under the copyright statement on the second page
of your Study Manual. STC will only support products and services when purchased
through STC.
Do I need to purchase STC’s study materials to take a class?
Yes. All classes are based on the purchase of STC’s study materials.
How can I enroll for a class?
If you have already purchased study materials from STC and the current date is within
one year of the purchase date, you can enroll in a class by contacting the STC office
nearest you. There may be an additional fee to enroll in a class.
- East Coast: (800) 782-1223 or (212) 425-7255
- Midwest: (800) 782-8505 or (312) 407-0242
- New England: (800) 782-2678 or (508) 752-5088
- West Coast: (800) 642-4566 or (415) 616-0425
How soon after purchasing study materials should I enroll in a class?
Please be advised that some classes will close out sooner than others and it is
recommended that you enroll as soon as possible to insure your enrollment in the
class you want.
How can I contact Customer Service?
Call the STC office nearest you.
- East Coast: (800) 782-1223, press #1
- Midwest: (800) 782-8505
- New England: (800) 782-2678
- West Coast: (800) 642-4566
How can I reach technical support?
Call (800) 782-1223 ext. 236 for all CD-ROM, DVD, online training products, and
stcinteractive.com. STC will support only products and services that have been purchased
through STC and that are less than one year old. Tech support is available only
to the student whose name is registered to the product.
How can I reach an instructor?
Call (800) 782-1223 and press #7 for the Instructor Hotline. Instructors are available
to students who are enrolled in STC Programs Monday through Friday from 9am to 5pm
Eastern Standard Time.
Is different content covered in the onsite class than in the Virtual Training Class?
The same content is covered whether you select a Virtual Training Program or an
onsite class. Both are live classes.
Do I need a sponsor to take the Regulatory Examination?
How long will it take my order to reach me?
All orders are shipped as promptly as possible. However, shipping time will vary
based on location and product availability. If your need is urgent, we recommend
choosing Next Day UPS. Next day orders received by 3:00 P.M. ET (on business days)
are shipped on the same day (pending funds verification). There is no weekend delivery.
All deliveries take place on business days only.
I’m located outside the U.S and can’t place an order on your Web site. Can I still place an order?
Yes. Contact STC at (212) 425-7255 and press #1 for Customer Service, or contact
us at info@stcusa.com. NOTE: All shipping outside the United States is sent by international
courier and extra shipping charges will be applied.
My firm hired me to do X. Which exam should I take?
Securities Training Corporation cannot recommend which exam(s) you should take for
your job role. Questions about whether a particular exam is suitable for your responsibilities
should be directed to FINRA or the Registration/Compliance Department of your firm.
How do I return my study materials and receive a refund?
In order to return your study materials and receive a refund, you must comply with
our
refund policy.
If you are entitled to a refund, please contact STC
here
and request a Return Material Authorization (RMA) number. Once you have received
the RMA number, you must return your study materials to STC within 7 business days.
Some products are not eligible for a refund. Please contact the
STC office
nearest you to determine if you are eligible for an RMA Number.
How much time do I have to access the online exams for Regulatory courses (Q&A)?
Your online exams will be available to you for up to one year from the date of purchase
and are limited to a specific number of attempts per exam depending on the series
and course. It is considered an attempt whenever you submit an exam to be graded.
You can verify how many attempts remain through viewing your History screen. Access
to your exams terminates one year after purchase.
How much time do I have to access the Online Flashcards and On-Demand Lectures?
Once you access the Online Flashcards or an On-Demand Lecture, a timer is activated.
You have one year from the date of purchase to activate the timer. Each product
has its own usage time limit. For specific information on usage time allowed, please
read the package description.
What can I do if my timer has expired?
If you have received a message that your time has expired, please contact a Customer
Service Representative in the event that you would like to purchase additional time.
You are eligible to purchase additional time as long as not more than one year has
passed since your expiration date.
What are the system requirements for attending a Virtual Class?
High-Speed Internet Connection
Windows Users:
- XP, Vista and Windows 7, 8 & 8.1.
- Intel Core2 Duo CPU 2.XXGHz or AMD (2 GB of RAM recommended).
- Internet Explorer 6.0 or higher.
- Firefox (latest version).
- Chrome (latest version).
MAC Users:
- 10.6, 10.7, 10.8 & 10.9
- Intel (512 MB of RAM or more recommended).
- Safari 5, 6, 7 & 10.9 only.
- Firefox (latest version).
- Chrome (latest version).
Other Requirements:
- Broadband Connection.
- Downloading of WebEx Software.
- Telephone or Computer Speakers
How many times may I attend a Virtual Class?
You are entitled to one Virtual Class. You have one year from the date of purchase
of your materials to attend your Virtual Class.
I’m enrolled in a Virtual Class. How do I access the class?
You should have received a confirmation e-mail that includes your Registration ID
and Session Password. This is required to log into your Virtual Class. You can join
the class approximately 15 to 20 minutes prior to the start time.
What if I cannot locate the e-mail that includes my registration ID and session password for the Virtual Class?
Please contact a Customer Service Representative at the office nearest you. Your
Registration ID and Session Password will be sent to you by e-mail.