As is the case with many new regulations, the Model Rule on Investment Adviser Representative Continuing Education (IAR CE) created by the North American Securities Administrators Association (NASAA) is generating a number of questions. The following information addresses the most frequently asked questions regarding…
Stepping into the world of finance and investments can be both exhilarating and overwhelming. The industry demands a solid understanding of core concepts, regulations, and ethics. For aspiring professionals, the Securities Industry Essentials (SIE) Exam is a crucial gateway, often serving as the first…
If you’re looking to become a licensed investment adviser representative (IAR), earning your Series 65 license is an essential step. This exam, formally known as the Uniform Investment Adviser Law Exam, is required by most states to legally offer financial advice for a fee.…
Securities firms are constantly challenged by the need to prepare new associates and analysts to pass their securities licensing exams on their first try. Securities exams are notoriously difficult, and the longer it takes for new hires to get licensed, the longer firms wait…
If you’re entering the financial services industry or looking to expand your qualifications, the Series 66 license may be your next smart move. But what is the Series 66, how hard is it to pass, and what should you expect when preparing for the…
The world of finance is evolving at an unprecedented pace. The current finance jobs outlook is shaped by several dynamic forces, including technological advancements, regulatory changes, shifting economic landscapes, and evolving consumer expectations. The financial services industry has always been a cornerstone of global…
If you’re just starting on your path into the financial services industry, you’re likely overwhelmed with the number of licenses that are available to be obtained. Why are there so many licenses and which ones are right for you? Before taking any exams, you…
In the fast-paced and ever-evolving world of finance, standing out among your peers requires more than just ambition and a strong work ethic – it requires recognized credentials that validate your expertise and commitment to excellence. If you’re serious about advancing your career in…
The Ultimate SIE Study Guide from STC is your interactive companion to mastering the exam on your first try. Whether you’re new to the industry or preparing to join a broker-dealer, this guide is packed with everything you need to succeed.