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STC Holiday Gift

STC Holiday Gift -Get The SIE for 10% Off

STC Holiday Gift Get 10% off SIE or Top Off Courses This Holiday season STC is giving back by offering you 10% off all SIE and Top-Off Courses purchased this month. Why not give back to yourself or your employees this holiday season by…

Series 54

What Is the New Series 54 Exam?

Important Things to Know about new Series 54 Exam The outline should be available within the next few weeks (number of questions and topics will be disclosed) Any person who supervises the activities of a municipal securities advisor will be required to pass both the…

FINRA examinations

FINRA Updates Examination Priorities for 2018

FINRA updates examination priorities for 2018 Once the Financial Industry Regulatory Authority (FINRA) updates examination priorities, you have to address changes proactively before you incur costly penalties. FINRA’s 2017 Examination Findings Report reveal new concerns, such as cybersecurity and cryptocurrency. Subsequently, FINRA published its…

Last month legacy exams- FINRA

Last Week to Register For Legacy Exams

Final Week to Register for Legacy Exams STC would like to give you a friendly reminder that this is the last week to enroll for your legacy exam (Series 6, 7, 79, etc) before the FINRA SIE exam is instituted Oct. 1. Want to…

STC Holiday Gift

STC Holiday Gift -Get The SIE for 10% Off

STC Holiday Gift Get 10% off SIE or Top Off Courses This Holiday season STC is giving back by offering you 10% off all SIE and Top-Off Courses purchased this month. Why not give back to yourself or your employees this holiday season by…

Series 54

What Is the New Series 54 Exam?

Important Things to Know about new Series 54 Exam The outline should be available within the next few weeks (number of questions and topics will be disclosed) Any person who supervises the activities of a municipal securities advisor will be required to pass both the…

FINRA examinations

FINRA Updates Examination Priorities for 2018

FINRA updates examination priorities for 2018 Once the Financial Industry Regulatory Authority (FINRA) updates examination priorities, you have to address changes proactively before you incur costly penalties. FINRA’s 2017 Examination Findings Report reveal new concerns, such as cybersecurity and cryptocurrency. Subsequently, FINRA published its…

Last month legacy exams- FINRA

Last Week to Register For Legacy Exams

Final Week to Register for Legacy Exams STC would like to give you a friendly reminder that this is the last week to enroll for your legacy exam (Series 6, 7, 79, etc) before the FINRA SIE exam is instituted Oct. 1. Want to…

group waiting on passing score

FINRA Releases SIE and New Top Off Passing Scores

FINRA has finally released their SIE and new Top off exam passing scores. The SIE (Securities Industry Essentials) Exam is a new, introductory-level FINRA exam for current non-registered staff members and prospective securities industries professionals who are not associated with a brokerage firm as well…

new FINRA rules

6 New Rules From FINRA That You Need To Know

Following in the footsteps of millions of average, everyday people worldwide, FINRA sets its expectations and priorities for the year ahead at the beginning of January each year, their “resolutions” coming in the form of an annual Regulatory and Examination Priorities Letter. Among the…

STC SIE annoucnement

[Press Release] Securities Training Corporation Announces Availability of Securities Industry Essentials (SIE) Exam Training Package

Securities Industry Essentials (SIE) Exam Training Package Now Available New York City, NY. (July 17, 2018) — Securities Training Corporation (STC), the market leader in securities training, today announced that the company’s first-to-market Securities Industry Essentials (SIE) Exam training package is available for purchase. The learner-centric SIE Course…

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