The Series 54 Training Classes Are Now Available for purchase! What is the Series 54? Any person who supervises the activities of a municipal securities advisor will be required to pass both the Series 50 and Series 54 examinations There is no “grandfathering” provision, meaning that…
STC announces important changes to enhance your dashboard experience Delivering an exceptional dashboard experience to you and your team is our priority. That is why we made some changes on our platform that will help create a better user experience and increase security protocols…
FINRA‘s 2019 Risk Monitoring and Examination Priorities Letter is out, and it highlights this year’s new priorities and identifying areas of ongoing concern that FINRA will focus on in the coming year. Priorities for 2019 include enforcement, trading or churning for quantitative suitability,…
Many of the participants in the MSRB webinar on Series 54 asked about study material and the MSRB did not provide any information. STC is going to help give you more understanding of the exam This webinar will cover: A brief overview of the examination A summary…
The landscape of recruiting college students for the financial industry is vastly changing with the introduction of the SIE. How is the SIE changing college recruitment? This webinar will cover: Using the SIE to recruit the right talent from universities and colleges Recruiting Career-changers…
The Series 54 Training Classes Are Now Available for purchase! What is the Series 54? Any person who supervises the activities of a municipal securities advisor will be required to pass both the Series 50 and Series 54 examinations There is no “grandfathering” provision, meaning that…
STC announces important changes to enhance your dashboard experience Delivering an exceptional dashboard experience to you and your team is our priority. That is why we made some changes on our platform that will help create a better user experience and increase security protocols…
Our Student Performance Manager will be moving to MYSTCUSA.com. Along with the platform move, we are adding some additional upgrades and features: Added Groups/Categories to our classes feature. Now you can break your groups into smaller subsets. For example: Regional/Branch or Class/Trainer Login has become easier…
FINRA‘s 2019 Risk Monitoring and Examination Priorities Letter is out, and it highlights this year’s new priorities and identifying areas of ongoing concern that FINRA will focus on in the coming year. Priorities for 2019 include enforcement, trading or churning for quantitative suitability,…
Many of the participants in the MSRB webinar on Series 54 asked about study material and the MSRB did not provide any information. STC is going to help give you more understanding of the exam This webinar will cover: A brief overview of the examination A summary…
The landscape of recruiting college students for the financial industry is vastly changing with the introduction of the SIE. How is the SIE changing college recruitment? This webinar will cover: Using the SIE to recruit the right talent from universities and colleges Recruiting Career-changers…
STC Has Upgraded the Dashboard Experience We have listened to students concerns and have launched new upgrades to the student experience Dashboard Enhancements Completion status of each product is now displayed Dashboard now supports LAH Certificate courses Dashboard now supports LAH Locked states Expiration…
Updates to FINRA’s member firm examination process FINRA examiners have the difficult task of reviewing member firms and assessing risk. This association regulates more than 3,700 brokerages and 630,000 registered representatives in total. In order to help improve their member firm examination process, FINRA…
Retirement Plan Changes for 2019 Effective Jan 1st, 2019 the following are in effect. Excluding Individual Retirement Accounts (IRA’s) these numbers are generally not tested on licensing exams. Since a person can contribute up to April 15th, 2019 for their 2018 IRA our courses…
The Series 54 outline is now available, based upon a quick review of the outline we are anticipating our course will be available in March. Any person who supervises the activities of a municipal securities advisor will be required to pass both the Series 50 and…
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
I took the Series 24 yesterday and passed with flying colors. I felt very confident as I was going through the exam. Thank you for the great review course and tips.
- John C., FINANCIAL ADVISER, Charlottesville North Carolina
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
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