STC Announces its new podcast series! Todd Rosenfeld, Chief Learning Officer with Securities Training Corporation, explains how the securities industry works, the organizations that help regulate the industry, the types of exams to become licensed and what you are allowed to do with a…
Todd Rosenfeld, Chief Learning Officer provides an update to STC’s response to the current COVID-19 pandemic. This podcast features STC’s virtual capabilities for distance learning. STC’s response includes extending access of its materials to thousands of existing students, allowing them to continue their studies…
Securities Training Corporation (STC), the market leader in securities training, today announced a series of actions and adjustments initiated to provide students and professionals the flexibility they need to remain focused and performance driven during this time of change and uncertainty. During this time of…
Securities Training Corporation (STC), the market leader in securities training, today announced that Ed Clark has joined the company as President. Clark is a senior executive with extensive experience in P&L management, strategic planning, sales, marketing, operations, and mergers and acquisitions. “Ed has demonstrated strong…
What You Need to Know about CE Training in 2020 FINRA and NASAA issued releases regarding Continuing Education requirements. STC’s recent webinar describes the proposed changes and discusses the following topics: NASAA Proposal for CE Program/CE Training for Investment advisor representatives Review of FINRA’s…
SEC Rules and Interpretations for Broker-Dealer Standard of Conduct On June 5th, 2019, the SEC adopted a package of rule-makings and interpretations that are designed to enhance the quality and transparency of retail investors’ relationships with investment advisers and broker-dealers. Specifically, these actions include…
STC Announces its new podcast series! Todd Rosenfeld, Chief Learning Officer with Securities Training Corporation, explains how the securities industry works, the organizations that help regulate the industry, the types of exams to become licensed and what you are allowed to do with a…
Todd Rosenfeld, Chief Learning Officer provides an update to STC’s response to the current COVID-19 pandemic. This podcast features STC’s virtual capabilities for distance learning. STC’s response includes extending access of its materials to thousands of existing students, allowing them to continue their studies…
Securities Training Corporation (STC), the market leader in securities training, today announced a series of actions and adjustments initiated to provide students and professionals the flexibility they need to remain focused and performance driven during this time of change and uncertainty. During this time of…
STC Customer Thank You Discount Code Get $10 off SIE or Top Off Courses As a special thanks for our clients, we are offering $10 off all SIE and other Securities Licensing Courses. Why appreciate yourself or your employees by purchasing a course to…
Securities Training Corporation (STC), the market leader in securities training, today announced that Ed Clark has joined the company as President. Clark is a senior executive with extensive experience in P&L management, strategic planning, sales, marketing, operations, and mergers and acquisitions. “Ed has demonstrated strong…
What You Need to Know about CE Training in 2020 FINRA and NASAA issued releases regarding Continuing Education requirements. STC’s recent webinar describes the proposed changes and discusses the following topics: NASAA Proposal for CE Program/CE Training for Investment advisor representatives Review of FINRA’s…
Here is a listing of our in-person and virtual classes for the month of March STC Onsite Classes March 2020 Boston Series 24 Mar. 3&4, 2020 New York Series 7 Top-Off Mar. 3-5, 2020 Boston MA SIE Mar. 9&10 2020 New York Series 7…
Understanding the SIE Exam We enlisted an independent third-party research firm, to conduct the 2019 State of Financial Services Registration and Continuing Education Survey. This survey gathered information from over 100 financial services and securities firms, businesses, and organizations about how they manage and…
Are you looking to advance your career in the securities industry? You should know that recently some of FINRA’s important exams have gone through changes. In October 2018, FINRA introduced a new prerequisite exam. This new exam is the Securities Industry Essentials (SIE)…
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
I took the Series 24 yesterday and passed with flying colors. I felt very confident as I was going through the exam. Thank you for the great review course and tips.
- John C., FINANCIAL ADVISER, Charlottesville North Carolina
TOP 10 banks and TOP 25 broker dealers partner with STC
Among THE HIGHEST pass rates in the industry. STC clients have reported 15-20% higher pass rates than the national average.
3,500 corporate clients worldwide
STC offers 2X as many courses as our biggest competitors
50 years of preparing professionals to pass their exams
1,000,000+ professionals trained