Securities
We have helped over 1 million securities professionals pass FINRA qualifying exams with a broad range of study materials and support services developed over nearly five decades.
Testimonials
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
Bruce Walck was an excellent instructor!!! He was clear, engaging, and used the time efficiently to cover all the pertinent material over the 2 days of class. I would recommend Bruce as an instructor for any STC class.
- Nick S., FINANCIAL ADVISER, Portland Oregon
Recent News
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The landscape of corporate recruiting is vastly changing with the introduction of the SIE. How is the SIE changing college recruitment? This webinar will cover: Using the SIE to recruit the right talent from universities and colleges Recruiting career-changers Reducing training costs and turnover How…
FINRA’s Member Firm Examination Process
Updates to FINRA’s member firm examination process FINRA examiners have the difficult task of reviewing member firms and assessing risk. This association regulates more than 3,700 brokerages and 630,000 registered representatives in total. In order to help improve their member firm examination process, FINRA…
Who Benefits from the SIE Examination?
Who Benefits from the SIE Examination? The Securities Industry Essentials (SIE) exam presents an opportunity for anyone with a desire to work in the financial services industry to sit for an exam. This new test, released on October 1, 2018, is the result of…