Securities
We have helped over 1 million securities professionals pass FINRA qualifying exams with a broad range of study materials and support services developed over nearly five decades.
Testimonials
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
I took the Series 24 yesterday and passed with flying colors. I felt very confident as I was going through the exam. Thank you for the great review course and tips.
- John C., FINANCIAL ADVISER, Charlottesville North Carolina
Recent News
Why Should an Insurance Agent Get a Securities License? (Series 6 for Insurance Agents)
Insurance agents limit themselves when they work with just an insurance license, especially if they sell life insurance. Though a life insurance license entitles agents to sell fixed and fixed-indexed annuities, they need a securities license to sell variable annuities. Many of their clients…
STC Releases Upgrades to Enhance Your Continuing Education Course Experience
STC releases upgrades to enhance your continuing education course experience. STC has developed several programs to meet the needs of the busy financial services professional. Our Continuing Education Department is uniquely qualified to help you navigate the complexities of compliance and training requirements.…
July 2019: In-Person and Virtual Classes
Here is a listing of our in person and virtual classes for the month of July July 2019 In-Person and Virtual Classes Onsite New York Series 7 Top-Off July 8 – 10, 2019 STC Series 7 Top-Off Training Class : New York Series 7…