Series 7 top-off Exam Prep

Series 7 is a FINRA exam required for individuals who may sell a broad range of securities including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts. Individuals are required to pass both the Series 7 Top-Off Exam and the SIE qualification exam in order to register as a representative.

series 7 top-off packages

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Course type

Location

Date

Instructor

Series 7 Top-Off Standard

Series 7 Top-Off Premier

Series 7 Top-Off Premier Plus

SIE/Series 7 Top-Off Standard

SIE/Series 7 Top-Off Premier

SIE/Series 7 Top-Off Premier Plus

SIE/Series 7 Top-Off/Series 66 Standard

SIE/Series 7 Top-Off/Series 66 Premier

SIE/Series 7 Top-Off/Series 66 Premier Plus

SIE/Series 7 Top-Off/Series 63 Standard

SIE/Series 7 Top-Off/Series 63 Premier

SIE/Series 7 Top-Off/Series 63 Premier Plus

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