The FINRA-required license exams are about more than passing a test and checking an item off the to-do list. They are essential when building a career in the financial services industry. When prepared for correctly, the tests can teach concepts that advisors can use…
For advisors to succeed in the financial services industry, not only do they need the required licensing, they also need the appropriate credentials. In fact, many financial firms encourage their financial advisors (FAs) to have as many credentials as possible to broaden their expertise…
Are you looking for ways to shorten the road to success for your financial advisors (FAs)? In today’s competitive financial advising world, it’s ideal to help financial advisors succeed quickly, and firms are all over it. Take a look at the following tips to…
Government and industry compliance and regulatory requirements heavily impact the financial securities industry. Along with these enforced protocols, firms are expected to conduct business using good ethical and sales practice standards. In the securities marketplace, because securities regulations are consistently in flux, continuing education…
Insurance is essential, especially today as COVID-19 sends the world into crisis. Any long-term investment plan, no matter how brilliant, is subject to rapid disintegration if the client suffers financial and personal setbacks, an accident or even premature death. For this reason, insurance is…
The FINRA-required license exams are about more than passing a test and checking an item off the to-do list. They are essential when building a career in the financial services industry. When prepared for correctly, the tests can teach concepts that advisors can use…
For advisors to succeed in the financial services industry, not only do they need the required licensing, they also need the appropriate credentials. In fact, many financial firms encourage their financial advisors (FAs) to have as many credentials as possible to broaden their expertise…
Are you looking for ways to shorten the road to success for your financial advisors (FAs)? In today’s competitive financial advising world, it’s ideal to help financial advisors succeed quickly, and firms are all over it. Take a look at the following tips to…
Government and industry compliance and regulatory requirements heavily impact the financial securities industry. Along with these enforced protocols, firms are expected to conduct business using good ethical and sales practice standards. In the securities marketplace, because securities regulations are consistently in flux, continuing education…
Insurance is essential, especially today as COVID-19 sends the world into crisis. Any long-term investment plan, no matter how brilliant, is subject to rapid disintegration if the client suffers financial and personal setbacks, an accident or even premature death. For this reason, insurance is…
In the digital world today, it’s essential to utilize the latest technology to not only provide increased value to your clients as a financial advisor but to also save time and increase productivity. You might be asking yourself: How can the innovations in digital…
In recent years, it’s been challenging for recruiters in the FinServ industry to find qualified and talented financial advisor professionals due to a severe shortage of candidates. Furthermore, the industry is predicted to grow 7% from 2018 to 2028, which the U.S. Bureau of Labor Statistics indicates…
According to The Washington Post, many employees consider other work options because they don’t receive the recognition they need, don’t get paid the money they feel they deserve, and feel frequently overlooked. Employees may also feel as though they receive inadequate support from their…
So, your business recently started offering continuing education (CE) opportunities for employees. That’s fantastic! However, continuing education opportunities can be deceptively attractive and your employees may end up wasting their time working with material that won’t actually help them advance their careers. If…
You’ve done it all – pushed through the education, passed exams, received licenses, completed internships and sent out applications. At this point, there’s only one thing left to do before you become a full-blown financial services professional: ace the interview. Today, we’ll give you…
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
I took the Series 24 yesterday and passed with flying colors. I felt very confident as I was going through the exam. Thank you for the great review course and tips.
- John C., FINANCIAL ADVISER, Charlottesville North Carolina
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
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STC offers 2X as many courses as our biggest competitors
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