Taking the Securities Industry Essentials (SIE) Exam can be a nerve-wracking experience. Since the SIE Exam is the first exam that new securities professionals take, they may not know what to expect. Successful test-taking relies on thorough preparation. Securities Training Corporation provides the classes…
Securities Training Corporation (STC) training develops students not just for today but to the everchanging landscape of the financial services and insurance industry. Todd Rosenfeld and John Marruco will take you on a tour of how STC is leveraging higher education and technology combined…
In 2015, FINRA reevaluated its testing procedures for securities licensure. Agency members were looking for ways to make the Series exams testing procedures more efficient and more productive in preparing those entering the securities industry. They found that much of the same basic content…
Insurance agents limit themselves when they work with just an insurance license, especially if they sell life insurance. Though a life insurance license entitles agents to sell fixed and fixed-indexed annuities, they need a securities license to sell variable annuities. Many of their clients…
Recruiting top talent in the financial services industry has become a challenge in today’s tight job market. To attract the right candidates, financial services companies need to think beyond salary. Work-life balance, professional satisfaction and a sense of mission are on the minds of…
Taking the Securities Industry Essentials (SIE) Exam can be a nerve-wracking experience. Since the SIE Exam is the first exam that new securities professionals take, they may not know what to expect. Successful test-taking relies on thorough preparation. Securities Training Corporation provides the classes…
Securities Training Corporation (STC) training develops students not just for today but to the everchanging landscape of the financial services and insurance industry. Todd Rosenfeld and John Marruco will take you on a tour of how STC is leveraging higher education and technology combined…
In 2015, FINRA reevaluated its testing procedures for securities licensure. Agency members were looking for ways to make the Series exams testing procedures more efficient and more productive in preparing those entering the securities industry. They found that much of the same basic content…
Insurance agents limit themselves when they work with just an insurance license, especially if they sell life insurance. Though a life insurance license entitles agents to sell fixed and fixed-indexed annuities, they need a securities license to sell variable annuities. Many of their clients…
Recruiting top talent in the financial services industry has become a challenge in today’s tight job market. To attract the right candidates, financial services companies need to think beyond salary. Work-life balance, professional satisfaction and a sense of mission are on the minds of…
Investment and insurance are intertwined in today’s approach to financial security. As the population ages and life expectancies increase, these two financial benefits have taken a natural turn toward interdependence. Your clients are likely beginning to lean toward a more holistic approach to financial…
Passing the Security Industry Essentials (SIE) Exam helps people employed in the financial services industry function more independently and make wiser decisions. In effect, they become securities industry “professionals,” rather than just “workers.” Benefits of the SIE Exam for non-licensed employees The SIE…
The Securities Industry Essentials (SIE) exam provides non-licensed securities industry employees with the knowledge needed for effective performance. By passing the SIE exam, employees are better able to understand how their roles in the industry impact customers. In addition, passing the exam builds confidence…
Securities exams are tough. Their purpose is to ensure that financial professionals know their stuff before offering advice to clients. Though they take serious preparation, the knowledge gained in the process makes you a strong financial advisor. Here are 10 dynamite tips on…
Insurance agents limit themselves when they work with just an insurance license, especially if they sell life insurance. Annuities are a life insurance and securities product. To sell annuities, both license types are required. Insurance agents that possess securities licenses open themselves up to…
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
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