Resource Center: Career

Featured Career articles

millennial financial professionals

How to Find the Next Generation of Financial Advisors

Recruiting and retaining world-class investment advisors gives your firm a competitive edge. Every business in the financial services industry, including Big Four wirehouses and boutique startups, must be agile enough to recruit quickly in a tight labor market. As the U.S. economy remains shorthanded,…

brokerage recruiting landscape

An Interesting Brokerage Recruiting Landscape

The brokerage recruiting industry has undergone some dramatic upheavals in the past year that will undoubtedly affect the landscape for years to come. These upheavals, according to Diamond Consulting, are all based on one factor: control. Advisors are constantly trying to be in control…

Webinar-STC College Course

Learn About Our College Course and SIE (Webinar)

  Learn About Our College Course and SIE (Webinar) If you missed our webinar highlighting Securities Training Corporation’s new SIE and College Course Program. You can still view the Webinar to see all of the benefits of our College Course and SIE Program. Some…

sales assistants

Should Sales Assistants Take the SIE? Yes!

The financial services industry is awash in paperwork. Well-run firms rely heavily on their office and administrative support to keep track of transactions, new accounts, customer requests and the day-to-day operations. Although not always necessary, some support staff do need to be licensed. Starting Oct.…

millennial financial professionals

How to Find the Next Generation of Financial Advisors

Recruiting and retaining world-class investment advisors gives your firm a competitive edge. Every business in the financial services industry, including Big Four wirehouses and boutique startups, must be agile enough to recruit quickly in a tight labor market. As the U.S. economy remains shorthanded,…

brokerage recruiting landscape

An Interesting Brokerage Recruiting Landscape

The brokerage recruiting industry has undergone some dramatic upheavals in the past year that will undoubtedly affect the landscape for years to come. These upheavals, according to Diamond Consulting, are all based on one factor: control. Advisors are constantly trying to be in control…

Webinar-STC College Course

Learn About Our College Course and SIE (Webinar)

  Learn About Our College Course and SIE (Webinar) If you missed our webinar highlighting Securities Training Corporation’s new SIE and College Course Program. You can still view the Webinar to see all of the benefits of our College Course and SIE Program. Some…

students stc partnership

How Partnering With STC Will Help Your Students (Webinar)

  How Partnering With STC Will Help Your Students (Webinar) The Securities Industries Essential (SIE) exam coming in October will give easier access to those interested in a financial services career. Some of the Things You Will Learn About: Easy to integrate STC’s College…

How will the SIE Benefit Your Employees?

When first coming on board working for a financial firm there’s an onboarding process during which associate is provided mandatory information regarding his job responsibilities. Due to this process, the employee is clear as to his role, but may be somewhat uncertain as to the functions…

Securities exam

What Securities License Do I Need?

  Series 7, Series 52, Series 63, how do you know what exam you need to pass to be qualified to work in your chosen financial profession? There are more than 40 exams administered by the Financial Industry Regulatory Authority (FINRA), and some additional…

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