SIE Exam Prep

The Securities Industry Essentials (SIE) Exam assess a candidate’s basic knowledge of securities industry topics fundamental to working in the industry. It is a prerequisite to working within the financial services industry. An individual is not required to be an employee of a sponsoring firm to take the exam. The exam does not allow an individual to perform a function and serves as one part in a combination of exams including the Series 6, 7, 52, 57, 79, 86, 87 or 99.

Requirements:
60 - 70 Hours Prep Time
1.75 Hour Exam
75 Exam Questions
70% Min Passing Score

SIE packages

Individual SIE courses

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Live Seminar

Learn and interact with top appraisal instructors around the country.

Webinar

Led by appraisal experts, live webinars get you the info you need and you can interact with your instructor.

Course Type

Location

Date

Instructor

Webinar

SIE Virtual Class

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Tue Jan 85:30 pm to 9:00 pm EST

SIE Virtual Class

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Tue Jan 85:30 pm to 9:00 pm EST
SIE Virtual Class Jan. 8, 10, 15 & 17, 2019

2-week Evening Class

Tuesday January 8, 2019 5:30 PM to 9:00 PM
Thursday January 10, 2019 5:30 PM to 9:00 PM
Tuesday January 15, 2019 5:30 PM to 9:00 PM
Thursday January 17, 2019 5:30 PM to 9:00 PM
SIE Virtual Class Jan. 8, 10, 15 & 17, 2019

2-week Evening Class

Tuesday January 8, 2019 5:30 PM to 9:00 PM
Thursday January 10, 2019 5:30 PM to 9:00 PM
Tuesday January 15, 2019 5:30 PM to 9:00 PM
Thursday January 17, 2019 5:30 PM to 9:00 PM
Classroom

New York SIE Jan. 31 & Feb. 1, 2019

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SIE Training Class
Thu Jan 31 9:00 am-5:00 pm Robert Lear

New York SIE Jan. 31 & Feb. 1, 2019

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New York, NY Jan 31 - Feb 1

Course Overview

Thu Jan 31
9:00 am

SIE Training Class

Instructor Robert Lear

$199.00
SIE Training Class Jan. 31 & Feb. 1, 2019

2-Days

Thursday January 31, 2019 9:00 AM to 5:00 PM
Friday February 1, 2019 9:00 AM to 5:00 PM

Venue

Securities Training Corporation
123 William Street 7th Floor
New York, NY 10038 View Map
Webinar

SIE Virtual Class

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Thu Jan 319:00 am to 5:00 pm EST

SIE Virtual Class

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Thu Jan 319:00 am to 5:00 pm EST
SIE Virtual Class Jan. 31 & Feb. 1, 2019

2-Days

Thursday January 31, 2019 9:00 AM to 5:00 PM
Friday February 1, 2019 9:00 AM to 5:00 PM
SIE Virtual Class Jan. 31 & Feb. 1, 2019

2-Days

Thursday January 31, 2019 9:00 AM to 5:00 PM
Friday February 1, 2019 9:00 AM to 5:00 PM
Classroom

New York SIE Feb 27 & 28, 2019

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SIE Training Class
Wed Feb 27 9:00 am-5:00 pm Michael Simon

New York SIE Feb 27 & 28, 2019

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New York, NY Feb 27 - 28

Course Overview

Wed Feb 27
9:00 am

SIE Training Class

Instructor Michael Simon

$199.00
SIE Training Class Feb. 27 & 28, 2019

2-Days

Wednesday February 27, 2019 9:00 AM to 5:00 PM
Thursday February 28, 2019 9:00 AM to 5:00 PM

Venue

Securities Training Corporation
123 William Street 7th Floor
New York, NY 10038 View Map
Webinar

SIE Virtual Class

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Wed Feb 279:00 am to 5:00 pm EST

SIE Virtual Class

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Wed Feb 279:00 am to 5:00 pm EST
SIE Virtual Class Feb. 27 & 28, 2019

2-Days

Wednesday February 27, 2019 9:00 AM to 5:00 PM
Thursday February 28, 2019 9:00 AM to 5:00 PM
SIE Virtual Class Feb. 27 & 28, 2019

2-Days

Wednesday February 27, 2019 9:00 AM to 5:00 PM
Thursday February 28, 2019 9:00 AM to 5:00 PM
Webinar

SIE Virtual Class

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Tue Mar 55:30 pm to 9:00 pm EST

SIE Virtual Class

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Tue Mar 55:30 pm to 9:00 pm EST
SIE Virtual Class March 5, 7, 12 & 14, 2019

2-week Evening Class

Tuesday March 5, 2019 5:30 PM to 9:00 PM
Thursday March 7, 2019 5:30 PM to 9:00 PM
Tuesday March 12, 2019 5:30 PM to 9:00 PM
Thursday March 14, 2019 5:30 PM to 9:00 PM
SIE Virtual Class March 5, 7, 12 & 14, 2019

2-week Evening Class

Tuesday March 5, 2019 5:30 PM to 9:00 PM
Thursday March 7, 2019 5:30 PM to 9:00 PM
Tuesday March 12, 2019 5:30 PM to 9:00 PM
Thursday March 14, 2019 5:30 PM to 9:00 PM
Classroom

New York SIE March 18 & 19, 2019

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SIE Training Class
Mon Mar 18 9:00 am-5:00 pm Alan Roghanian

New York SIE March 18 & 19, 2019

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New York, NY Mar 18 - 19

Course Overview

Mon Mar 18
9:00 am

SIE Training Class

Instructor Alan Roghanian

$199.00
SIE Training Class March 18 & 19, 2019

2-Days

Monday, March 18, 2019 9:00 AM to 5:00 PM
Tuesday, March 19, 2019 9:00 AM to 5:00 PM

Venue

Securities Training Corporation
123 William Street 7th Floor
New York, NY 10038 View Map
Webinar

SIE Virtual Class

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Mon Mar 189:00 am to 5:00 pm EST

SIE Virtual Class

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Mon Mar 189:00 am to 5:00 pm EST
SIE Virtual Class March 18 & 19, 2019

2-Days

Monday March 18, 2019 9:00 AM to 5:00 PM
Tuesday March 19, 2019 9:00 AM to 5:00 PM
SIE Virtual Class March 18 & 19, 2019

2-Days

Monday March 18, 2019 9:00 AM to 5:00 PM
Tuesday March 19, 2019 9:00 AM to 5:00 PM
Classroom

New York SIE April 25 & 26, 2019

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SIE Training Class
Thu Apr 25 9:00 am-5:00 pm Robert Lear

New York SIE April 25 & 26, 2019

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New York, NY Apr 25 - 26

Course Overview

Thu Apr 25
9:00 am

SIE Training Class

Instructor Robert Lear

$199.00
SIE Training Class April 25 & 26, 2019

2-Days

Thursday April 25, 2019 9:00 AM to 5:00 PM
Friday April 26, 2019 9:00 AM to 5:00 PM

Venue

Securities Training Corporation
123 William Street 7th Floor
New York, NY 10038 View Map
Webinar

SIE Virtual Class

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Thu Apr 259:00 am to 5:00 pm EST

SIE Virtual Class

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Thu Apr 259:00 am to 5:00 pm EST
SIE Virtual Class April 25 & 26, 2019

2-Days

Thursday April 25, 2019 9:00 AM to 5:00 PM
Friday April 26, 2019 9:00 AM to 5:00 PM
SIE Virtual Class April 25 & 26, 2019

2-Days

Thursday April 25, 2019 9:00 AM to 5:00 PM
Friday April 26, 2019 9:00 AM to 5:00 PM
Webinar

SIE Virtual Class

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Tue May 75:30 pm to 9:00 pm EST

SIE Virtual Class

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Tue May 75:30 pm to 9:00 pm EST
SIE Virtual Class May 7, 9, 14 & 16, 2019

2-week Evening Class

Tuesday May 7, 2019 5:30 PM to 9:00 PM
Thursday May 9, 2019 5:30 PM to 9:00 PM
Tuesday May 14, 2019 5:30 PM to 9:00 PM
Thursday May 16, 2019 5:30 PM to 9:00 PM 
SIE Virtual Class May 7, 9, 14 & 16, 2019

2-week Evening Class

Tuesday May 7, 2019 5:30 PM to 9:00 PM
Thursday May 9, 2019 5:30 PM to 9:00 PM
Tuesday May 14, 2019 5:30 PM to 9:00 PM
Thursday May 16, 2019 5:30 PM to 9:00 PM 
Classroom

New York SIE May 30 & 31, 2019

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SIE Training Class
Thu May 30 9:00 am-5:00 pm Rich Daraio

New York SIE May 30 & 31, 2019

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New York, NY May 30 - 31

Course Overview

Thu May 30
9:00 am

SIE Training Class

Instructor Rich Daraio

$199.00
SIE Training Class May 30 & 31, 2019

2-Days

Thursday May 30, 2019 9:00 AM to 5:00 PM
Friday May 31, 2019 9:00 AM to 5:00 PM

Venue

Securities Training Corporation
123 William Street 7th Floor
New York, NY 10038 View Map
Webinar

SIE Virtual Class

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Thu May 309:00 am to 5:00 pm EST

SIE Virtual Class

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Thu May 309:00 am to 5:00 pm EST
SIE Virtual Class May 30 & 31, 2019

2- Days 

Thursday May 30, 2019 9:00 AM to 5:00 PM
Friday May 31, 2019 9:00 AM to 5:00 PM
SIE Virtual Class May 30 & 31, 2019

2- Days 

Thursday May 30, 2019 9:00 AM to 5:00 PM
Friday May 31, 2019 9:00 AM to 5:00 PM
Classroom

New York SIE June 27 & 28, 2019

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SIE Training Class
Thu Jun 27 9:00 am-5:00 pm Robert Lear

New York SIE June 27 & 28, 2019

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New York, NY Jun 27 - 28

Course Overview

Thu Jun 27
9:00 am

SIE Training Class

Instructor Robert Lear

$199.00
SIE Training Class June 27 & 28, 2019

2-Days

Thursday June 27, 2019 9:00 AM to 5:00 PM
Friday June 28, 2019 9:00 AM to 5:00 PM

Venue

Securities Training Corporation
123 William Street 7th Floor
New York, NY 10038 View Map
Webinar

SIE Virtual Class

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Thu Jun 279:00 am to 5:00 pm EST

SIE Virtual Class

View Less
Thu Jun 279:00 am to 5:00 pm EST
SIE Virtual Class June 27 & 28, 2019

2-Days

Thursday June 27, 2019 9:00 AM to 5:00 PM
Friday June 28, 2019 9:00 AM to 5:00 PM
SIE Virtual Class June 27 & 28, 2019

2-Days

Thursday June 27, 2019 9:00 AM to 5:00 PM
Friday June 28, 2019 9:00 AM to 5:00 PM

Securities Industry Essentials (SIE) Premier

SIE/Series 7 Top-Off Standard

SIE/Series 6 Top-Off Standard

SIE/Series 79 Top-Off Standard

SIE/Series 79 Top-Off Premier

SIE/Series 6 Top-Off Premier

SIE/Series 7 Top-Off Premier

SIE/Series 6 Top-Off Premier Plus

SIE/Series 7 Top-Off Premier Plus

SIE/Series 79 Top-Off Premier Plus

SIE/Series 57 Top-Off Standard

SIE/Series 57 Top-Off Premier

SIE/Series 57 Top-Off Premier Plus

SIE/Series 99 Top-Off Standard

SIE/Series 99 Top-Off Premier

SIE/Series 99 Top-Off Premier Plus

SIE/Series 7 Top-Off/Series 66 Standard

SIE/Series 7 Top-Off/Series 66 Premier

SIE/Series 7 Top-Off/Series 66 Premier Plus

SIE/Series 7 Top-Off/Series 63 Standard

SIE/Series 7 Top-Off/Series 63 Premier

SIE/Series 7 Top-Off/Series 63 Premier Plus

SIE/Series 6 Top-Off/Series 63 Standard

SIE/Series 6 Top-Off/Series 63 Premier

SIE/Series 6 Top-Off/Series 63 Premier Plus

SIE/Series 79 Top-Off/Series 63 Standard

SIE/Series 79 Top-Off/Series 63 Premier

SIE/Series 79 Top-Off/Series 63 Premier Plus

STC securities course ratings and reviews

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