SIE Exam Prep

The Securities Industry Essentials (SIE) Exam assess a candidate’s basic knowledge of securities industry topics fundamental to working in the industry. It is a prerequisite to working within the financial services industry. An individual is not required to be an employee of a sponsoring firm to take the exam. The exam does not allow an individual to perform a function and serves as one part in a combination of exams including the Series 6, 7, 52, 57, 79, 86, 87 or 99.

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Live Seminar

Learn and interact with top appraisal instructors around the country.

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Course type

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Date

Instructor

Securities Industry Essentials (SIE) Premier

SIE/Series 7 Top-Off Standard

SIE/Series 79 Top-Off Standard

SIE/Series 6 Top-Off Standard

SIE/Series 7 Top-Off Premier

SIE/Series 79 Top-Off Premier

SIE/Series 6 Top-Off Premier

SIE/Series 7 Top-Off Premier Plus

SIE/Series 79 Top-Off Premier Plus

SIE/Series 6 Top-Off Premier Plus

SIE/Series 57 Top-Off Standard

SIE/Series 57 Top-Off Premier

SIE/Series 57 Top-Off Premier Plus

SIE/Series 86 Standard

SIE/Series 86 Premier

SIE/Series 87 Standard

SIE/Series 87 Premier

SIE/Series 99 Top-Off Standard

SIE/Series 99 Top-Off Premier

SIE/Series 99 Top-Off Premier Plus

SIE/Series 7 Top-Off/Series 66 Standard

SIE/Series 7 Top-Off/Series 66 Premier

SIE/Series 7 Top-Off/Series 66 Premier Plus

SIE/Series 7 Top-Off/Series 63 Standard

SIE/Series 7 Top-Off/Series 63 Premier

SIE/Series 7 Top-Off/Series 63 Premier Plus

SIE/Series 6 Top-Off/Series 63 Standard

SIE/Series 6 Top-Off/Series 63 Premier

SIE/Series 6 Top-Off/Series 63 Premier Plus

SIE/Series 79 Top-Off/Series 63 Standard

SIE/Series 79 Top-Off/Series 63 Premier

SIE/Series 79 Top-Off/Series 63 Premier Plus

SIE/Series 86/87 Standard

SIE/Series 86/87 Premier

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