STC Announces its new podcast series! Todd Rosenfeld, Chief Learning Officer with Securities Training Corporation, explains how the securities industry works, the organizations that help regulate the industry, the types of exams to become licensed and what you are allowed to do with a…
Todd Rosenfeld, Chief Learning Officer provides an update to STC’s response to the current COVID-19 pandemic. This podcast features STC’s virtual capabilities for distance learning. STC’s response includes extending access of its materials to thousands of existing students, allowing them to continue their studies…
Securities Training Corporation (STC), the market leader in securities training, today announced a series of actions and adjustments initiated to provide students and professionals the flexibility they need to remain focused and performance driven during this time of change and uncertainty. During this time of…
Securities Training Corporation (STC), the market leader in securities training, today announced that Ed Clark has joined the company as President. Clark is a senior executive with extensive experience in P&L management, strategic planning, sales, marketing, operations, and mergers and acquisitions. “Ed has demonstrated strong…
What You Need to Know about CE Training in 2020 FINRA and NASAA issued releases regarding Continuing Education requirements. STC’s recent webinar describes the proposed changes and discusses the following topics: NASAA Proposal for CE Program/CE Training for Investment advisor representatives Review of FINRA’s…
Here is a listing of our in-person and virtual classes for the month of February Seminar New York Series 7 Top-Off Feb. 4-6, 2020 New York Series 7 3WK Feb 4-20, 2020 Chicago SIE Feb 10&11, 2020 New York SIE February 11 & 12…
Here is a listing of our in-person and virtual classes for the month of January Seminar New York Series 63 January 10 2020 New York SIE January 13 & 14 2020 Boston Series 24 Jan. 14&15, 2020 New York Series 3 January 15 &…
In late December 2019, the U.S government spending bill was signed and it includes a provision which impacts retirement plans. This new provision is referred to as the Setting Every Community Up for Retirement Enhancement (SECURE) Act. The SECURE Act is designed to enhance…
Here is a listing of our in-person and virtual classes for the month of December New York Series 7 Top-Off Dec. 2 – 4, 2019 STC Series 7 Top-Off Classroom Or Virtual Class : STC Series 7 Top-Off Training Class : New York Series…
Here is a listing of our in-person and virtual classes for the month of November November 2019 In-Person and Virtual Classes Onsite New York Series 79 Oct 31 & Nov 1, 2019 STC Series 79 Top-Off Classroom Or Virtual Class: STC Series 79…
Due to the anticipated growth in the insurance industry, STC has made significant changes to its Life, Accident & Health programs. Learn more about our Life, Accident, and Health insurance training and contemporary platform.
Series 54 Update MSRB has begun notifying all of the individuals who took the Series 54 pilot exam between March and July of this year as to whether they achieved a passing score. The minimum required passing score has been set at 70%. The…
FINRA recently released statistics on the Securities industry Essentials (SIE) Exam. After 11 months (as of August 31, 2019), total SIE enrollment was 90,516. This compares to total enrollment of 44,626 after six months (as of March 31, 2019) and 29,612 after four months…
Here is a listing of our in-person and virtual classes for the month of October October 2019 In-Person and Virtual Classes Onsite Seminar Course New York Series 79 Sept 30, Oct 1 2019 STC Series 79 Top-Off Classroom Or Virtual Class : STC…
Here is a listing of our in-person and virtual classes for the month of September September 2019 In-Person and Virtual Classes Onsite Illinois Life ONLY Class Sept. 4, 2019 STC IL Life Only Classroom : STC IL Life Only Training Class : Illinois…
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
I took the Series 24 yesterday and passed with flying colors. I felt very confident as I was going through the exam. Thank you for the great review course and tips.
- John C., FINANCIAL ADVISER, Charlottesville North Carolina
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
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