The coronavirus crisis has underlined the importance of insurance in protecting health and wealth. It has also highlighted how long-term financial plans, no matter how brilliant, can rapidly disintegrate if the client suffers an accident, health crisis, or death. For this reason, financial advisers…
In this episode of our podcast, Chief Learning Officer, Todd Rosenfeld discusses the changes in the definition of Accredited Investor and how it impacts your business. Did you know that if you have a Series 7 or Series 65 registration you are now included…
In this Todd Talks episode, STC’s Chief Learning Officer, Todd Rosenfeld explains how our best practices can be adapted to better prepare you for today’s remote testing environment.
To become a representative in the securities industry, you may have different options when it comes to registration. How do you know which exam is appropriate for your career? Below you’ll discover the details of both the Series 6 and Series 7 qualification exams…
Todd Rosenfeld, Chief Learning Officer at STC, provides insight into the Standard, Premier and Premier Plus packages that STC offers for securities licensing and which package is right for you based on your learning habits.
The Series 6 registration can be essential for many financial securities professionals, including financial advisors (FAs), retirement plan specialists, investment advisors, and even private bankers. The importance of this registration is that it gives a person the ability to offer some of the most…
In this episode of Todd Talks, our Chief Learning Officer, Todd Rosenfeld talks about the benefits of Private Tutoring and why this may be an option for some students to help them pass their FINRA exam.
Onboarding new financial advisors (FAs) has always been a risky process. Despite the efforts put into recruiting new team members, there’s always a possibility that new recruits won’t work out or they may decide that they’re unhappy in their new position. To avoid the…
Our first installment of Todd Talks discusses Remote FINRA Testing in a COVID environment along with tips on taking and passing the exam.
The FINRA-required license exams are about more than passing a test and checking an item off the to-do list. They are essential when building a career in the financial services industry. When prepared for correctly, the tests can teach concepts that advisors can use…
For advisors to succeed in the financial services industry, not only do they need the required licensing, they also need the appropriate credentials. In fact, many financial firms encourage their financial advisors (FAs) to have as many credentials as possible to broaden their expertise…
Developing the skills and knowledge of financial advisors is an important function of advisory firms and financial institutions. In other businesses, clients look for these attributes as well, but when it comes to money management, clients set a higher bar for those they entrust…
Are you looking for ways to shorten the road to success for your financial advisors (FAs)? In today’s competitive financial advising world, it’s ideal to help financial advisors succeed quickly, and firms are all over it. Take a look at the following tips to…
Financial advising is a tough career. Achieving success requires tenacity, risk tolerance and expertise in financing. Because of this, a high financial advisor turnover rate is common in firms. Unfortunately, some FAs fail to succeed or decide to quit just as they near success.…
Learn about the four components of the SEC’s new Regulation Best Interest rule that went into effect June 30, 2020 from STC’s Chief Learning Officer, Todd Rosenfeld. Todd breaks down the new rules and interpretations designed to enhance the quality of retail investors’ relationships…
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
I took the Series 24 yesterday and passed with flying colors. I felt very confident as I was going through the exam. Thank you for the great review course and tips.
- John C., FINANCIAL ADVISER, Charlottesville North Carolina
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
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