Are you looking for ways to shorten the road to success for your financial advisors (FAs)? In today’s competitive financial advising world, it’s ideal to help financial advisors succeed quickly, and firms are all over it. Take a look at the following tips to…
Financial advising is a tough career. Achieving success requires tenacity, risk tolerance and expertise in financing. Because of this, a high financial advisor turnover rate is common in firms. Unfortunately, some FAs fail to succeed or decide to quit just as they near success.…
Learn about the four components of the SEC’s new Regulation Best Interest rule that went into effect June 30, 2020 from STC’s Chief Learning Officer, Todd Rosenfeld. Todd breaks down the new rules and interpretations designed to enhance the quality of retail investors’ relationships…
Government and industry compliance and regulatory requirements heavily impact the financial securities industry. Along with these enforced protocols, firms are expected to conduct business using good ethical and sales practice standards. In the securities marketplace, because securities regulations are consistently in flux, continuing education…
Insurance is essential, especially today as COVID-19 sends the world into crisis. Any long-term investment plan, no matter how brilliant, is subject to rapid disintegration if the client suffers financial and personal setbacks, an accident or even premature death. For this reason, insurance is…
STC Announces its new podcast series! Todd Rosenfeld, Chief Learning Officer with Securities Training Corporation, explains how the securities industry works, the organizations that help regulate the industry, the types of exams to become licensed and what you are allowed to do with a…
Todd Rosenfeld, Chief Learning Officer provides an update to STC’s response to the current COVID-19 pandemic. This podcast features STC’s virtual capabilities for distance learning. STC’s response includes extending access of its materials to thousands of existing students, allowing them to continue their studies…
Securities Training Corporation (STC), the market leader in securities training, today announced a series of actions and adjustments initiated to provide students and professionals the flexibility they need to remain focused and performance driven during this time of change and uncertainty. During this time of…
STC Customer Thank You Discount Code Get $10 off SIE or Top Off Courses As a special thanks for our clients, we are offering $10 off all SIE and other Securities Licensing Courses. Why appreciate yourself or your employees by purchasing a course to…
What You Need to Know about CE Training in 2020 FINRA and NASAA issued releases regarding Continuing Education requirements. STC’s recent webinar describes the proposed changes and discusses the following topics: NASAA Proposal for CE Program/CE Training for Investment advisor representatives Review of FINRA’s…
Here is a listing of our in-person and virtual classes for the month of March STC Onsite Classes March 2020 Boston Series 24 Mar. 3&4, 2020 New York Series 7 Top-Off Mar. 3-5, 2020 Boston MA SIE Mar. 9&10 2020 New York Series 7…
Here is a listing of our in-person and virtual classes for the month of February Seminar New York Series 7 Top-Off Feb. 4-6, 2020 New York Series 7 3WK Feb 4-20, 2020 Chicago SIE Feb 10&11, 2020 New York SIE February 11 & 12…
Here is a listing of our in-person and virtual classes for the month of January Seminar New York Series 63 January 10 2020 New York SIE January 13 & 14 2020 Boston Series 24 Jan. 14&15, 2020 New York Series 3 January 15 &…
In late December 2019, the U.S government spending bill was signed and it includes a provision which impacts retirement plans. This new provision is referred to as the Setting Every Community Up for Retirement Enhancement (SECURE) Act. The SECURE Act is designed to enhance…
Here is a listing of our in-person and virtual classes for the month of December New York Series 7 Top-Off Dec. 2 – 4, 2019 STC Series 7 Top-Off Classroom Or Virtual Class : STC Series 7 Top-Off Training Class : New York Series…
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
TOP 10 banks and TOP 25 broker dealers partner with STC
Among THE HIGHEST pass rates in the industry. STC clients have reported 15-20% higher pass rates than the national average.
3,500 corporate clients worldwide
STC offers 2X as many courses as our biggest competitors
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