For securities and finance professionals adding investment advisory responsibilities, the Series 65 is a clear route to satisfying the examination requirement for investment adviser representative registration. Whether you need it depends on your existing qualifications, professional designations, and the requirements of the jurisdictions where…
How to Pass the SIE Exam: The Short Answer To pass the SIE exam, you need a scaled score of 70 on FINRA’s 75-question exam. Study from a course built on FINRA’s content outline, spend the most time on products and their risks (44%…
