Application of Regulation Best Interest (Reg BI) (IAR CE)
$
12.50
- Estimated time to complete: 50 minutes
- Required score on assessment: 70%
- Attempts permitted on assessment: 3 Attempts
- Optional survey included
This module will examine how Reg BI applies to financial services firms and their registered persons. Attention is paid to the obligations assumed by financial services professionals as fiduciaries and the details of the Client Relationship Summary document that must be provided to clients. Through the use of case studies, readers will gain an understanding of the application of this important regulation.
Chapter list:
1. Application of Regulation Best Interest (Reg BI) (IAR CE)
2. Course Assessment