Series 10 On-Demand Lecture-41st Edition

$ 166.00
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  • Available for 6 months from first use, with an option to purchase additional time in the future
  • Total program time is approximately 11 hours
  • Requires Internet connection, a streaming-video-enabled machine, and audio capabilities
  • Optimized for all recent browser versions. Internet Explorer 10 or above required. The latest version of Google Chrome is recommended for optimum load times.

Chapter list:

1. Registration and Supervision
2. Sales Supervision: Customer Accounts
3. Sales Supervision: New Issues
4. Operation and Regulation of the Secondary Markets
5. Sales Supervision: Secondary Market
6. Rules of the MSRB
7. Plans and Products