Series 27 On-Demand Lecture
$
166.00
- Available for 6 months from first use, with an option to purchase additional time in the future
- Total program time is approximately 7 hours
- Requires Internet connection, a streaming-video-enabled machine, and audio capabilities
- Optimized for all recent browser versions. Internet Explorer 10 or above required. The latest version of Google Chrome is recommended for optimum load times.
Chapter list:
1. Accounting Basics
2. Broker-Dealer Operations
3. Margin
4. The Customer Protection Rule
5. Net Capital Requirements
6. Computation of Net Capital
7. Recordkeeping and Reporting Requirements
8. FINRA Financial and Operational Rules
9. Other Relevant Regulations and Interpretations