Series 99 Exam Prep

Looking for Series 99 securities exam prep practice? Our Series 99 courses will prepare you for your exam. Series 99 is a FINRA exam required for individuals identified as "covered persons" responsible for certain back-office or operational functions. Individuals are required to pass both the Series 99 top-off Exam and the SIE qualification exam in order to register as an operations professional. This Series 99 course is a top-off course. “Top-Off” refers to the new version of the Representative Exams released October 1, 2018.

Series 99 Exam Prep Packages

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Our extensive library of online courses include include free learning aides, multimedia components and are iPad compatible.


Led by appraisal experts, live webinars get you the info you need and you can interact with your instructor.

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Series 99 Top-Off Standard

Series 99 Top-Off Premier

Series 99 Top-Off Premier Plus

SIE/Series 99 Top-Off Standard

SIE/Series 99 Top-Off Premier

SIE/Series 99 Top-Off Premier Plus

STC-US-US-Financial_Services-QE is rated 5.0 out of 5 by 1.
Rated 5 out of 5 by from (Test Review) This is an excellent product! Thank you so much for this learning opportunity. Great product!
Date published: 2020-02-26
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