The Securities Industry Essentials (SIE) Exam is the first major step toward licensure for aspiring securities professionals. Offered by the Financial Industry Regulatory Authority (FINRA), this test assesses your foundational understanding of the financial industry before you affiliate with a member firm. You may…
You passed the Securities Industry Essentials (SIE) exam. You conquered the Series 6. Now, you face a critical hurdle before you can truly maximize your potential as a financial professional. If you want to conduct business across state lines and unlock the highest tiers…
The day you take your Series 63 exam is a significant milestone in your financial services career. This exam, formally known as the Uniform Securities Agent State Law Examination, is a crucial step for many professionals. While the preparation is intensive, knowing what to…
If you’re getting ready to launch your career in the financial services industry, there’s one important step that comes early in your journey: passing the Securities Industry Essentials (SIE) exam. Whether you’re fresh out of college or pivoting into the field, the SIE exam…
The Securities Industry Essentials (SIE) Exam is a foundational exam administered by FINRA and is required for anyone looking to enter the financial services field. While passing the SIE Exam alone does not qualify you to work in securities or register with a FINRA…
Financial services careers continue to attract professionals looking for stability, growth, and long-term earning potential. From entry-level roles requiring foundational exams like the SIE and Series 7 to advanced positions supported by licenses such as the Series 65, Series 24, and Series 63, compensation trends show a clear pattern: Licensing, experience, and performance matter.…
This year’s finance jobs outlook is shaped by four major forces: accelerating AI adoption, new regulatory frameworks, economic uncertainty, and rising consumer expectations. Financial services remain a pillar of global economic growth, and it’s entering a period of transformation. Here’s an updated look at the finance jobs landscape for 2026, with insights for finance graduates, career changers,…
Investment Adviser Representatives (IARs) are required to complete annual continuing education (CE) to maintain their registration. Missing the IAR CE deadline does not immediately stop you from doing business, but it does trigger a series of consequences that can become serious if not addressed quickly. Here’s what happens if you miss the deadline,…
For over half a century, Securities Training Corporation (STC) has been the gold standard in financial services training. With more than a million professionals choosing STC for their education, our track record speaks for itself. The journey to obtaining a securities license is a critical step in any…
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
I took the Series 24 yesterday and passed with flying colors. I felt very confident as I was going through the exam. Thank you for the great review course and tips.
- John C., FINANCIAL ADVISER, Charlottesville North Carolina
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
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