Tag: financial services

SIE Exam Tips

Tips for acing the SIE exam the first time

Taking the Securities Industry Essentials (SIE) Exam can be a nerve-wracking experience. Since the SIE Exam is the first exam that new securities professionals take, they may not know what to expect. Successful test-taking relies on thorough preparation. Securities Training Corporation provides the classes…

technology

STC Is Training Students Not Just For Today

Securities Training Corporation (STC) training develops students not just for today but to the everchanging landscape of the financial services and insurance industry. Todd Rosenfeld and John Marucco will take you on a tour of how STC is leveraging higher education and technology combined…

Continuing Education

See Our Updated Continuing Education Training (Webinar)

  STC has developed several programs to meet the needs of the busy financial services professional. Our Continuing Education Department is uniquely qualified to help you navigate the complexities of compliance and training requirements. With our continuing education programs, you can meet your continuing…

the financial services industry is becoming more relationship oriented

Why The Financial Services Industry is Becoming More Relationship Focused

Why The Financial Services Industry is Becoming More Relationship Focused Robo-advisers have been capturing an increasing share of the financial services business. In financial services, rapid changes in how securities are traded, monitored and researched have made it imperative for financial advisers to understand…

Passing SIE Examination

7 Reasons Why You Need to Ace the SIE Examination

If you’re starting a career in financial services, acing the Securities Industry Essentials exam is step one. The Financial Industry Regulatory Authority (FINRA), amid concerns about redundant content, has consolidated all introductory-level questions to form the SIE. Required after October 2018, the SIE will…

sales assistants

Should Sales Assistants Take the SIE? Yes!

The financial services industry is awash in paperwork. Well-run firms rely heavily on their office and administrative support to keep track of transactions, new accounts, customer requests and the day-to-day operations. Although not always necessary, some support staff do need to be licensed. Starting Oct.…

STC SIE annoucnement

[Press Release] Securities Training Corporation Announces Availability of Securities Industry Essentials (SIE) Exam Training Package

Securities Industry Essentials (SIE) Exam Training Package Now Available New York City, NY. (July 17, 2018) — Securities Training Corporation (STC), the market leader in securities training, today announced that the company’s first-to-market Securities Industry Essentials (SIE) Exam training package is available for purchase. The learner-centric SIE Course…

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