Tag: Series 65

Investment advisor testing

What Is an Investment Advisor and How Are They Trained?

Investment advisors have one of the greatest jobs in the world: making money for clients. As clients make money, their advisors build wealth right alongside them. The work provides intellectual challenge and the excitement of building a good reputation and prosperous business. Despite the…

FINRA test

What FINRA Test Should You Take?

  Want to work in the securities and investment industry? Or do you want to enhance your current career? Before you jump into taking a licensing test, you should learn what’s available. The Financial Industry Regulatory Authority (FINRA) is the self-regulating body of the…

Securities exam

What Securities License Do I Need?

  Series 7, Series 52, Series 63, how do you know what exam you need to pass to be qualified to work in your chosen financial profession? There are more than 40 exams administered by the Financial Industry Regulatory Authority (FINRA), and some additional…