Tag: Series 7

June 2019: In-Person and Virtual Classes

Here is a listing of our in person and virtual classes for the month of June June 2019 In-Person and Virtual Classes Onsite   Series 7 Top-Off Onsite Class June 10 – 12, 2019 9:00am – 5:00pm University of Phoenix Building 3800 Arco Corporate…

Series 6 licensure

How Can a Series 6 License Help Grow Your Business?

A Series 6 provides financial advisors with the ability to offer holistic financial planning services. It entitles them to sell variable annuities, mutual funds and insurance. For conservative financial planning, Series 6 is essential. It provides all types of financial advisors, from insurance salespeople…

May 2019 In-Person and Virtual Classes

May 2019: In-Person and Virtual Classes

Here is a listing of our in person and virtual classes for the month of May May 2019 In-Person and Virtual Classes Onsite Series 6 Top-Off Onsite Class May 13, 2019 (10:00am – 5:00pm) Location: Securities Training Corp 123 William Street – 7th Floor…

Investment advisor testing

What Is an Investment Advisor and How Are They Trained?

Investment advisors have one of the greatest jobs in the world: making money for clients. As clients make money, their advisors build wealth right alongside them. The work provides intellectual challenge and the excitement of building a good reputation and prosperous business. Despite the…

FINRA test

What FINRA Test Should You Take?

  Want to work in the securities and investment industry? Or do you want to enhance your current career? Before you jump into taking a licensing test, you should learn what’s available. The Financial Industry Regulatory Authority (FINRA) is the self-regulating body of the…

investment brokers

10 Steps to Becoming an Investment Broker

So, you’re thinking about a career as an investment broker. After all, the field has lots of perks: strong earning potential, rewards for the entrepreneurial spirit, and most brokers are highly respected in their communities. However, entry requires mastering these 10 steps to becoming…

guy doesn't pass series 7 exam

What Should You Do If You Fail the Series 7 Exam?

Few tests or certifications have the pressure attached to them that the Series 7 (also known as the Series 7 Top Off Exam) does. This is part of the reason why so many participants fail the test. Fail, and you could not only forfeit…

Top-Off Courses

We Are Unveiling Our New Series 7 and 79 Top-Off Courses

  The Series 7 is a FINRA exam required for individuals who may sell a broad range of securities including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts. Come October 1st, Individuals we be required to pass…

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