Tag: Series 7

FINRA test

What FINRA Test Should You Take?

  Want to work in the securities and investment industry? Or do you want to enhance your current career? Before you jump into taking a licensing test, you should learn what’s available. The Financial Industry Regulatory Authority (FINRA) is the self-regulating body of the…

investment brokers

10 Steps to Becoming an Investment Broker

So, you’re thinking about a career as an investment broker. After all, the field has lots of perks: strong earning potential, rewards for the entrepreneurial spirit, and most brokers are highly respected in their communities. However, entry requires mastering these 10 steps to becoming…

guy doesn't pass series 7 exam

What Should You Do If You Fail the Series 7 Exam?

Few tests or certifications have the pressure attached to them that the Series 7 (also known as the Series 7 Top Off Exam) does. This is part of the reason why so many participants fail the test. Fail, and you could not only forfeit…

Top-Off Courses

We Are Unveiling Our New Series 7 and 79 Top-Off Courses

  The Series 7 is a FINRA exam required for individuals who may sell a broad range of securities including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts. Come October 1st, Individuals we be required to pass…

Last month legacy exams- FINRA

Last Week to Register For Legacy Exams

Final Week to Register for Legacy Exams STC would like to give you a friendly reminder that this is the last week to enroll for your legacy exam (Series 6, 7, 79, etc) before the FINRA SIE exam is instituted Oct. 1. Want to…

SIE and Series 7 Top-Off

How to Teach the SIE and Series 7 Top-Off to Your Students

How to Teach the SIE and Series 7 Top Off to Your Students Securities Training Corporation’s (STC) suite of ready to launch training coursework for FINRA pre-licensing including the Securities Industry Essentials (SIE) exam is opening doors. It offers opportunities for our college and…

Securities exam

What Securities License Do I Need?

  Series 7, Series 52, Series 63, how do you know what exam you need to pass to be qualified to work in your chosen financial profession? There are more than 40 exams administered by the Financial Industry Regulatory Authority (FINRA), and some additional…

Taking the Exam

Taking the Exam

  If you need to make a test appointment or get answers to questions related to your test appointment, call 1 (800) 578-6273 or 1 (866) 396-6273. Users of this testing system do not require prior experience in operating computer terminals. In fact, before starting your examination, you will be given…

Testimonials