The Series 7 exam is a FINRA licensing exam that helps qualifying professionals become registered representatives and expand the range of securities they can sell. It’s a key step for many careers in brokerage and wealth management. If you have looked into a career…
As the financial services industry evolves, compliance requirements for Investment Adviser Representatives (IARs) continue to grow. A key focus for regulatory bodies has been the rollout of IAR CE across various states. This year, Nebraska, New Jersey, Minnesota, Rhode Island, and the U.S. Virgin…
Are you curious about salary trends in the financial services industry? Our 2026 Salary Guide provides up-to-date compensation data for key roles, helping you understand how education, experience, and certifications impact earning potential. What’s Inside the 2026 Salary Guide? Key salary benchmarks for financial…
Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Firm Element CE. Join Todd Rosenfeld, Chief Learning Officer at Securities Training Corporation, as he unpacks the essentials of FINRA’s Firm Element Continuing Education (CE). In this video, Todd dives into the Firm Element training…
In the fast-paced world of securities, understanding the path to certification can be a game-changer for your career. For those stepping into this dynamic field, the differences between the FINRA Series 6 and Series 7 exams may seem nuanced, but they are fundamental to…
Are you considering a career in the securities industry? The Securities Industry Essentials (SIE) Exam is your gateway to a rewarding career in finance. This helpful infographic provides several key facts and figures to help you understand what the exam entails and how you…
Studying for the Securities Industry Essentials (SIE) Exam can be a challenging and sometimes overwhelming process. As the entry-level exam required for many careers in the securities industry, it’s crucial to approach your preparation with a clear strategy and avoid common pitfalls. In this…
The strength of the financial services industry is built on its competent, informed professionals. To maintain this standard, FINRA requires continuing education for all registered individuals. This comprises two key parts: the Regulatory Element, focusing on critical rule changes and updates for each registration…
Todd Rosenfeld, Chief Learning Officer at STC, discusses why you should choose STC for Your Investment Adviser Representative Continuing Education (IAR CE). a Continuing education is essential for Investment Adviser Representatives (IARs) to stay ahead in a constantly evolving industry, and choosing the right…