How to Pass Your Series 54 License and Take Your Career to the Next Level.

Series 54 License Requirements:

  1. 1. Firm Sponsorship is Required
    • To take the Series 54 Exam, you must:
      • — Complete the Municipal Advisor Representative Exam (Series 50)
      • — Be 18 years of age
  2. 2. Study for Your Series 54 License
    • By choosing STC as your exam prep provider, you gain access to print and online study manuals, online practice exams, the instructor hotline, and more.
  3. 3. Complete Your TESS Filing or Form U4
    • If you’re associated with a firm that’s NOT a FINRA member, you must utilize the Test Enrollment Services System (TESS), which is similar to the former Form U10, to file an exam request with FINRA.
    • If you’re associated with a firm that IS a FINRA member, your sponsoring firm will send your completed Form U4 to FINRA.
    • FINRA will then send enrollment instructions and provide a 120-day window to schedule your exam.
  4. 4. Schedule Your Exam
  5. 5. Pass the Series 54
    • After your exam, you’ll receive a printed copy of your results.
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Get your Series 54 Exam with STC:

Over 1,500,000 people have used STC to pass their securities licensing exams. With more than 50 years of experience, STC’s pass rate on the Series 54 Licensing Exam is higher than the national average.