How to Get the Series 7 License

Securities Training Corporation has trained over a million experts in the financial industry since 1969. If you are ready to get your Series 7 license, our Series 7  program will help you pass with confidence.

Requirements for Series 7 License

  1. Step 1: Prepare for the Series 7 license with STC exam prep.
    • Gain access to practice exams, flashcards, instructor hotline and more
  2. Step 2: You must be age 18 or older to sit for the Series 7 exam.
  3. Step 3: Find a member firm to sponsor you
    • To take the Series 7 exam, you must be associated with and sponsored by a member firm
  4. Step 4: Enroll in your FINRA Series 7 exam
    • Upon receipt of candidate eligibility information from your sponsoring organization, FINRA will email you enrollment instructions
    • After you enroll, you will have a 120-day window to schedule your exam at a Prometric test center
    • You can find more enrollment info on the FINRA website
  5. Step 5: Schedule your Series 7 exam
    • After you enroll to take the exam, you have 120 days to schedule and take the exam at a Prometric test center
    • You can schedule your exam at www.prometric.com/finra or by calling their Contact Center at (800) 578-6273
    • Be sure to review your exam confirmation email for your exam-day details
    • Arrive 30 minutes before your scheduled exam
    • You will also receive a printed copy of your score report
  6. Step 6: Pass your Series 7 exam and get your Series 7 license
    • You must pass both the Securities Industry Essentials (SIE) exam and the Series 7 exam to obtain the General Securities Representative registration
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Get your Series 7 License with STC:

Over 1,000,000 people have used STC to pass their securities licensing exam. For 50 years STC has helped many students prepare for their series 7 licensing exam. STC’s series 7 exam pass rates are over 20% higher than the national average