Series 14 Exam Prep

Series 14 is a FINRA exam required for chief compliance officers and those who supervise ten or more people engaged in compliance activities at New York Stock Exchange member firms.

25 Hours Prep Time
3 Hour Exam
110 Exam Questions
70% Min Passing Score

Series 14 packages

Individual Series 14 courses

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Series 14 Flashcards

Our electronic flashcards can be used as an additional study option to your training program. More than 900 Flashcards can be organized ...
Our electronic flashcards can be used as an additional study option to your training program. More than 900 Flashcards can be organized by course, chapter or FINRA exam sections; this study tool will allow you to test yourself, whenever, wherever you have internet access. The program is delivered via the internet. The Series 14 is available for 90 days from the first time of usage. (Extra time is available for an additional fee) Although no purchase of STC study material is required, we strongly recommend that a study program be used along with the Flashcard series.

Series 14 Standard