Practice Test for Series 14 Exam Prep

The Series 14 Exam is a principal level licensing exam that qualifies a person as a Compliance Officer. STC’s working experience with compliance officers makes us the best choice when preparing for this challenging exam. When you choose STC as your training provider, you’re supported by a company that’s been singularly focused on licensing exam preparation for more than 50 years. Our prep package includes a study manual, online final exams, online Flashcards, and access to our dedicated instructors to ensure that you have everything you need to pass on your first attempt.

FINRA Series 14 Practice Exam


Series 14 Exam Details: 25-30 Hours Prep Time │ 3-Hour Exam │ 110 Questions │ 70% Min. Passing Score

Series 14 Exam Prep Packages

SIE Combo Packages

Purchase Series 14 Courses Individually

If you prefer to purchase a course individually, please select from the options below.

Viewing 0 of 0 courses

Series 14 Standard

  • bvseo_sdk, p_sdk, 3.2.1
  • CLOUD, getContent, 4.97ms
  • QUESTIONS, PRODUCT
  • bvseo-msg: HTTP status code of 404 was returned;