Series 4 Exam Prep

Series 4 is a FINRA exam required for individuals overseeing activities related to the sale of options. Either a Series 7, Series 17, Series 37, Series 38, or Series 62 (with the Series 42) is prerequisite for taking the Series 4.

40 Hours Prep Time
3.25 Hour Exam
135 Exam Questions
72% Min Passing Score

Series 4 packages

Individual Series 4 courses

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Online

Series 4 Flashcards

Our electronic flashcards can be used as an additional study option to your training program. More than 900 Flashcards can be organized ...
Our electronic flashcards can be used as an additional study option to your training program. More than 900 Flashcards can be organized by course, chapter or FINRA exam sections; this study tool will allow you to test yourself, whenever, wherever you have internet access. The program is delivered via the internet. The Series 4 is available for 90 days from the first time of usage. (Extra time is available for an additional fee) Although no purchase of STC study material is required, we strongly recommend that a study program be used along with the Flashcard series.
Online

Series 4 On-Demand Lecture - 40th Edition

Available for 90 days from first use, with an option to purchase additional time in the futureTotal program time is approximately 5 hour...
  • Available for 90 days from first use, with an option to purchase additional time in the future
  • Total program time is approximately 5 hours
  • Requires Internet connection, a streaming-video-enabled machine, and audio capabilities
  • Optimized for all recent browser versions. Internet Explorer 10 or above required. The latest version of Google Chrome is recommended for optimum load times.

Series 4 Standard

Series 4 Premier