News & Insights
The latest securities training news, course updates, advancements and market information.
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STC Instructors’ Favorite IAR CE Courses
Investment Adviser Representatives (IARs) are at the forefront of the financial industry, providing essential advice to clients. To maintain this trusted position, IARs must stay current with industry regulations, best practices, and ethical standards. This is achieved through Investment Adviser Representative Continuing Education (IAR CE). Meeting the annual IAR CE requirements…
Illinois IAR CE: Your Guide to the New Requirements
A major change is here for Investment Adviser Representatives (IARs) in the Land of Lincoln. Illinois has officially joined the growing list of states mandating continuing education for IARs in 2026. This new rule underscores the state’s commitment to investor protection and ensures that…
One Big Beautiful Bill Overview for Securities Professionals
The One Big Beautiful Bill (OBBB) brings a sweeping overhaul to the tax landscape, profoundly impacting individuals, businesses, and the financial advisory sector. For securities professionals, understanding these changes is critical to advising clients effectively and navigating the updated regulations. The OBBB could reshape…
How to Cross-Sell Securities and Insurance
👉 XCEL Insurance Training Solutions 👉 STC Securities Training Solutions In today’s competitive financial landscape, success often hinges on more than just a strong foundation in investments or market knowledge. Clients are looking for comprehensive financial advice, and they often expect their advisors to…
Your Guide to Passing the SIE Exam
The Securities Industry Essentials (SIE) exam is absolutely necessary for any individual who’s interested in joining the securities industry. However, be aware, the exam isn’t easy and many people fail it. There are a number of reasons why people fail the SIE Exam, but…
Career Resources
Gain insights on trending topics within the securities and insurance industry along with tools and tips on how to start your career and maximize your income and job satisfaction.
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How Investing in Quality SIE Prep Saves You Money and Time
Starting a career in the securities industry begins with a single, crucial step: passing the Securities Industry Essentials (SIE) Exam. While it may be tempting to cut costs by choosing free or low-quality study materials, this approach often proves more expensive in the long run. Investing…
Manager On-Demand Webinar Series
Discover how managers at small firms are streamlining compliance, saving time, and cutting costs. Watch three quick, 20-minute sessions built to make compliance simpler and more efficient.
Choosing the Right Securities Exam Prep Provider
Feeling the pressure of an upcoming securities license exam? You’re not alone. Finding the right securities exam prep provider is a game-changer, not just for your confidence but for your career. With so many options on the market, knowing which one to trust can…
How Hard is the SIE?
For aspiring securities professionals, the Securities Industry Essentials (SIE) Exam is the first step toward licensure. Offered by the Financial Industry Regulatory Authority (FINRA), the SIE is designed to assess your foundational understanding of the industry before you affiliate with a member firm. But…
Series 6 and Series 63: How Both Licenses Work Together
If you are looking to build a career in financial services, you are likely familiar with the Series 6 and Series 63 exams. Both are common entry points for professionals who want to sell securities, but they cover very different areas. Many firms require…
Industry Tools
The latest securities training news, course updates, advancements and market information.
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Boost Your SIE Exam Pass Rate with the STC Premier Plus Training Package
Aspiring securities professionals know firsthand that passing the Securities Industry Essentials (SIE) Exam is a game-changer for launching a successful career in financial services. However, with the national average SIE Exam pass rate hovering just slightly above 70%, the exam poses significant challenges, even…
How to Pass the SIE: Tips and Prep
Passing the Securities Industry Essentials (SIE) Exam can be challenging, but it’s certainly less so with the right approach to study and preparation. Passing the SIE Exam is your first step to becoming a securities industry professional, so you need to know what’s on…
How to Cross-Sell Securities and Insurance
👉 XCEL Insurance Training Solutions 👉 STC Securities Training Solutions In today’s competitive financial landscape, success often hinges on more than just a strong foundation in investments or market knowledge. Clients are looking for comprehensive financial advice, and they often expect their advisors to…
Your Guide to Passing the SIE Exam
The Securities Industry Essentials (SIE) exam is absolutely necessary for any individual who’s interested in joining the securities industry. However, be aware, the exam isn’t easy and many people fail it. There are a number of reasons why people fail the SIE Exam, but…
Understanding the IAR CE Model Rule in 2025
As is the case with many new regulations, the Model Rule on Investment Adviser Representative Continuing Education (IAR CE) created by the North American Securities Administrators Association (NASAA) is generating a number of questions. The following information addresses the most frequently asked questions regarding…