In the digital world today, it’s essential to utilize the latest technology to not only provide increased value to your clients as a financial advisor but to also save time and increase productivity. You might be asking yourself: How can the innovations in digital…
In recent years, it’s been challenging for recruiters in the FinServ industry to find qualified and talented financial advisor professionals due to a severe shortage of candidates. Furthermore, the industry is predicted to grow 7% from 2018 to 2028, which the U.S. Bureau of Labor Statistics indicates…
SEC Rules and Interpretations for Broker-Dealer Standard of Conduct On June 5th, 2019, the SEC adopted a package of rule-makings and interpretations that are designed to enhance the quality and transparency of retail investors’ relationships with investment advisers and broker-dealers. Specifically, these actions include…
Securities Training Corporation (STC), the market leader in securities training, today announced a series of actions and adjustments initiated to provide students and professionals the flexibility they need to remain focused and performance driven during this time of change and uncertainty. During this time…
According to The Washington Post, many employees consider other work options because they don’t receive the recognition they need, don’t get paid the money they feel they deserve, and feel frequently overlooked. Employees may also feel as though they receive inadequate support from their…
As any hiring manager knows, understanding an individual’s potential from their resume is a tall order. This is particularly true in the financial services industry – some resumes rely on tailored or exaggerated figures that make candidates seem too good to be true, while…
Are you looking to advance your career in the securities industry? You should know that recently some of FINRA’s important exams have gone through changes. In October 2018, FINRA introduced a new prerequisite exam. This new exam is the Securities Industry Essentials (SIE) Examination.…
So, your business recently started offering continuing education (CE) opportunities for employees. That’s fantastic! However, continuing education opportunities can be deceptively attractive and your employees may end up wasting their time working with material that won’t actually help them advance their careers. If you’re…
If the thought of taking an exam (whether it’s at school or for a professional license) makes you break out in a cold sweat and start imagining worst-case scenarios, don’t worry. The trick is to learn how to manage test anxiety so when it…
My sincere thanks and appreciation for your unwavering support through my Series 7 prep. I was able to pass the exam this weekend and sincerely could not have done it without the help you all lended me via multiple phone calls and email communications. Thank you from the bottom of my heart for being patient with me and helping me work through my weak areas.
After experiencing such excellent customer service with STC for both the SIE and the 7, it was an easy decision to choose STC again for the 66. I look forward to working with you all further as I tackle this next exam. Thanks again for everything! Cheers!
- Rich D., FINANCIAL ADVISER, St. Louis Missouri
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
I took the Series 24 yesterday and passed with flying colors. I felt very confident as I was going through the exam. Thank you for the great review course and tips.
- John C., FINANCIAL ADVISER, Charlottesville North Carolina
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
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