Tag: Series 3

June 2019: In-Person and Virtual Classes

Here is a listing of our in person and virtual classes for the month of June June 2019 In-Person and Virtual Classes Onsite   Series 7 Top-Off Onsite Class June 10 – 12, 2019 9:00am – 5:00pm University of Phoenix Building 3800 Arco Corporate…

Series 6 licensure

How Can a Series 6 License Help Grow Your Business?

A Series 6 provides financial advisors with the ability to offer holistic financial planning services. It entitles them to sell variable annuities, mutual funds and insurance. For conservative financial planning, Series 6 is essential. It provides all types of financial advisors, from insurance salespeople…

May 2019 In-Person and Virtual Classes

May 2019: In-Person and Virtual Classes

Here is a listing of our in person and virtual classes for the month of May May 2019 In-Person and Virtual Classes Onsite Series 6 Top-Off Onsite Class May 13, 2019 (10:00am – 5:00pm) Location: Securities Training Corp 123 William Street – 7th Floor…

Investment advisor testing

What Is an Investment Advisor and How Are They Trained?

Investment advisors have one of the greatest jobs in the world: making money for clients. As clients make money, their advisors build wealth right alongside them. The work provides intellectual challenge and the excitement of building a good reputation and prosperous business. Despite the…

Securities exam

What Securities License Do I Need?

  Series 7, Series 52, Series 63, how do you know what exam you need to pass to be qualified to work in your chosen financial profession? There are more than 40 exams administered by the Financial Industry Regulatory Authority (FINRA), and some additional…

Testimonials