The landscape of recruiting college students for the financial industry is vastly changing with the introduction of the SIE. How is the SIE changing college recruitment? This webinar will cover: Using the SIE to recruit the right talent from universities and colleges Recruiting Career-changers…
Who Benefits from the SIE Examination? The Securities Industry Essentials (SIE) exam presents an opportunity for anyone with a desire to work in the financial services industry to sit for an exam. This new test, released on October 1, 2018, is the result of…
STC Holiday Gift Get 10% off SIE or Top Off Courses This Holiday season STC is giving back by offering you 10% off all SIE and Top-Off Courses purchased this month. Why not give back to yourself or your employees this holiday season by…
So, you’re thinking about a career as an investment broker. After all, the field has lots of perks: strong earning potential, rewards for the entrepreneurial spirit, and most brokers are highly respected in their communities. However, entry requires mastering these 10 steps to becoming…
Did you miss our Webinar…The SIE is Finally Here…But What Now?. You can still view the Webinar to see the webinar you missed. You can also learn How to Leverage The SIE In Your Business If you are still interested in getting a demo…
If you’re starting a career in financial services, acing the Securities Industry Essentials exam is step one. The Financial Industry Regulatory Authority (FINRA), amid concerns about redundant content, has consolidated all introductory-level questions to form the SIE. Required after October 2018, the SIE will…
The Series 7 is a FINRA exam required for individuals who may sell a broad range of securities including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts. Come October 1st, Individuals we be required to pass…
The financial services industry is awash in paperwork. Well-run firms rely heavily on their office and administrative support to keep track of transactions, new accounts, customer requests and the day-to-day operations. Although not always necessary, some support staff do need to be licensed. Starting Oct.…
How to Teach the SIE and Series 7 Top Off to Your Students Securities Training Corporation’s (STC) suite of ready to launch training coursework for FINRA pre-licensing including the Securities Industry Essentials (SIE) exam is opening doors. It offers opportunities for our college and…
FINRA has finally released their SIE and new Top off exam passing scores. The SIE (Securities Industry Essentials) Exam is a new, introductory-level FINRA exam for current non-registered staff members and prospective securities industries professionals who are not associated with a brokerage firm as well…
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
Bruce Walck was an excellent instructor!!! He was clear, engaging, and used the time efficiently to cover all the pertinent material over the 2 days of class. I would recommend Bruce as an instructor for any STC class.
- Nick S., FINANCIAL ADVISER, Portland Oregon
I took the Series 24 yesterday and passed with flying colors. I felt very confident as I was going through the exam. Thank you for the great review course and tips.
- John C., FINANCIAL ADVISER, Charlottesville North Carolina
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
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