Understanding the SIE Exam We enlisted an independent third-party research firm, to conduct the 2019 State of Financial Services Registration and Continuing Education Survey. This survey gathered information from over 100 financial services and securities firms, businesses, and organizations about how they manage and…
Are you looking to advance your career in the securities industry? You should know that recently some of FINRA’s important exams have gone through changes. In October 2018, FINRA introduced a new prerequisite exam. This new exam is the Securities Industry Essentials (SIE)…
Here is a listing of our in-person and virtual classes for the month of February Seminar New York Series 7 Top-Off Feb. 4-6, 2020 New York Series 7 3WK Feb 4-20, 2020 Chicago SIE Feb 10&11, 2020 New York SIE February 11 & 12…
Here is a listing of our in-person and virtual classes for the month of January Seminar New York Series 63 January 10 2020 New York SIE January 13 & 14 2020 Boston Series 24 Jan. 14&15, 2020 New York Series 3 January 15 &…
In late December 2019, the U.S government spending bill was signed and it includes a provision which impacts retirement plans. This new provision is referred to as the Setting Every Community Up for Retirement Enhancement (SECURE) Act. The SECURE Act is designed to enhance…
Here is a listing of our in-person and virtual classes for the month of December New York Series 7 Top-Off Dec. 2 – 4, 2019 STC Series 7 Top-Off Classroom Or Virtual Class : STC Series 7 Top-Off Training Class : New York Series…
Here is a listing of our in-person and virtual classes for the month of November November 2019 In-Person and Virtual Classes Onsite New York Series 79 Oct 31 & Nov 1, 2019 STC Series 79 Top-Off Classroom Or Virtual Class: STC Series 79…
The landscape of the financial industry has vastly changed with the introduction of the SIE. Learn how the SIE has changed recruitment and impacted talent retention Financial Services Firms are now using the SIE as a recruitment tool. In this webinar learn and discuss: Happy…
FINRA recently released statistics on the Securities industry Essentials (SIE) Exam. After 11 months (as of August 31, 2019), total SIE enrollment was 90,516. This compares to total enrollment of 44,626 after six months (as of March 31, 2019) and 29,612 after four months…
Here is a listing of our in-person and virtual classes for the month of October October 2019 In-Person and Virtual Classes Onsite Seminar Course New York Series 79 Sept 30, Oct 1 2019 STC Series 79 Top-Off Classroom Or Virtual Class : STC…
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
I took the Series 24 yesterday and passed with flying colors. I felt very confident as I was going through the exam. Thank you for the great review course and tips.
- John C., FINANCIAL ADVISER, Charlottesville North Carolina
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
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