Tag: SIE

Benefits of the SIE Exam

Who Benefits from the SIE Examination?

Who Benefits from the SIE Examination? The Securities Industry Essentials (SIE) exam presents an opportunity for anyone with a desire to work in the financial services industry to sit for an exam. This new test is the result of the Financial Industry Regulatory Authority…

STC Holiday Gift

STC Holiday Gift -Get The SIE for 10% Off

STC Holiday Gift Get 10% off SIE or Top Off Courses This Holiday season STC is giving back by offering you 10% off all SIE and Top-Off Courses purchased this month. Why not give back to yourself or your employees this holiday season by…

investment brokers

10 Steps to Becoming an Investment Broker

So, you’re thinking about a career as an investment broker. After all, the field has lots of perks: strong earning potential, rewards for the entrepreneurial spirit, and most brokers are highly respected in their communities. However, entry requires mastering these 10 steps to becoming…

Passing SIE Examination

7 Reasons Why You Need to Ace the SIE Examination

If you’re starting a career in financial services, acing the Securities Industry Essentials exam is step one. The Financial Industry Regulatory Authority (FINRA), amid concerns about redundant content, has consolidated all introductory-level questions to form the SIE. Required after October 2018, the SIE will…

Top-Off Courses

We Are Unveiling Our New Series 7 and 79 Top-Off Courses

  The Series 7 is a FINRA exam required for individuals who may sell a broad range of securities including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts. Come October 1st, Individuals we be required to pass…

sales assistants

Should Sales Assistants Take the SIE? Yes!

The financial services industry is awash in paperwork. Well-run firms rely heavily on their office and administrative support to keep track of transactions, new accounts, customer requests and the day-to-day operations. Although not always necessary, some support staff do need to be licensed. Starting Oct.…

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