A Financial Risk Manager (FRM) is a professional who specializes in identifying and handling risks to financial asset management. The classification is granted by the highly respected Global Association of Risk Professionals (GARP), a nonprofit founded in 1996. The GARP sets and maintains standards…
As of January 1, 2022, NASAA (North American Securities Administrators Association) has applied a new Investment Advisor Representative (IAR) CE Model Rule. This rule has been in the works since 2014. After years of research and planning, it passed in November 2020. The CE Model…