How to Pass Your SIE Exam and Take Your Career to the Next Level.

SIE Exam Requirements:

  1. 1. Firm Sponsorship is NOT required
    • To take the Securities Industry Essentials (SIE) Exam, you must:
      • — Be 18 years of age
  2. 2. Study for Your SIE Exam
    • By choosing STC as your exam prep provider, you gain access to print and online study manuals, online practice exams, the instructor hotline, and more.
  3. 3. Complete Your TESS Filing
    • To take the exam, you must utilize the Test Enrollment Services System (TESS) to file an exam request with FINRA.
    • FINRA will then send enrollment instructions and provide a 120-day window to schedule your exam.
  4. 4. Schedule Your Exam
  5. 5. Pass the SIE Exam
    • After your exam, you’ll receive either a printed copy of your score (if testing onsite) or an email confirmation (if testing remotely).
    • The SIE Exam is the corequisite to obtaining a securities license (e.g., Series 6 or Series 7).
Purchase Exam Prep

Get your SIE Exam with STC:

Over 1,500,000 people have used STC to pass their securities licensing exams. With more than 50 years of experience, STC’s pass rate on the SIE Exam is higher than the national average.