Manager On-Demand Webinar Series
Discover how managers at small firms are streamlining compliance, saving time, and cutting costs. Watch three quick, 20-minute sessions built to make compliance simpler and more efficient.
How Hard is the SIE?
For aspiring securities professionals, the Securities Industry Essentials (SIE) Exam is the first step toward licensure. Offered by the Financial Industry Regulatory Authority (FINRA), the SIE is designed to assess your foundational understanding of the industry before you affiliate with a member firm. But…
Series 6 and Series 63: How Both Licenses Work Together
If you are looking to build a career in financial services, you are likely familiar with the Series 6 and Series 63 exams. Both are common entry points for professionals who want to sell securities, but they cover very different areas. Many firms require…
Your First Steps After Passing the SIE Exam: What to Do Next
Congratulations! Passing the Securities Industry Essentials (SIE) Exam is a major accomplishment. It’s your official entry point into the world of finance and a solid first step toward building your career. But what happens next? Earning your certification is only the beginning. Leveraging it…
One Big Beautiful Bill Overview for Securities Professionals
The One Big Beautiful Bill (OBBB) brings a sweeping overhaul to the tax landscape, profoundly impacting individuals, businesses, and the financial advisory sector. For securities professionals, understanding these changes is critical to advising clients effectively and navigating the updated regulations. The OBBB could reshape…
Securities Exam Prep Tools to Help You Pass the First Time
Studying for a securities exam can feel tough, yet the right materials can set you up for success. Whether you’re starting your journey with an entry-level FINRA exam or aiming for advanced registration, having proven tools in your corner is essential. With a 95%…
Boost Your SIE Exam Pass Rate with the STC Premier Plus Training Package
Aspiring securities professionals know firsthand that passing the Securities Industry Essentials (SIE) Exam is a game-changer for launching a successful career in financial services. However, with the national average SIE Exam pass rate hovering just slightly above 70%, the exam poses significant challenges, even…
How to Pass the SIE: Tips and Prep
Passing the Securities Industry Essentials (SIE) Exam can be challenging, but it’s certainly less so with the right approach to study and preparation. Passing the SIE Exam is your first step to becoming a securities industry professional, so you need to know what’s on…
How to Cross-Sell Securities and Insurance
👉 XCEL Insurance Training Solutions 👉 STC Securities Training Solutions In today’s competitive financial landscape, success often hinges on more than just a strong foundation in investments or market knowledge. Clients are looking for comprehensive financial advice, and they often expect their advisors to…
