Tag: featured

Glass-Steagall Act

Is the Glass-Steagall Act On the Road to Reinstatement?

Longstanding political battles have been fought over the banking system, its internal structure, and the investment habits of its largest members. The Glass-Steagall Act was enacted in order to fight on the side of depositors, aiming to protect them from risky investments, and remove…

brokerage firms

What Are The Top Brokerage Firms Looking For When They Recruit?

While some industry sectors are growing, brokerage firms are becoming choosier about candidates. Fortunately, now that the Series Industry Essentials (SIE) Exam can be taken by anyone without requiring sponsorship by a FINRA member firm, there is a platform that allows jobseekers to stand…

STC dashboard

STC Has Upgraded The Dashboard Experience

 STC Has Upgraded the Dashboard Experience We have listened to students concerns and have launched new upgrades to the student experience Dashboard Enhancements Completion status of each product is now displayed Dashboard now supports LAH Certificate courses Dashboard now supports LAH Locked states Expiration…

financial advisor compensation

Trends in Financial Advisor Compensation

After a stagnant period for financial advisor compensation, salaries and overall remuneration packages finally began to see an upturn in 2017. This new direction comes in response to a maturing Registered Investment Advisor (RIA) industry, and an ensuing era of growth for individual advisory…