Tag: FINRA

Silhouettes of professionals walking through a financial district, symbolizing career opportunities after passing the SIE Exam

Get Started with the SIE Exam

So, you’re ready to tackle the SIE Exam, pass it, and launch your career in the financial industry? Before you proceed, let’s explore some key points about what passing the exam can mean for you. By understanding these aspects, you’ll be well-prepared for the…

Regulating Social Media

How FINRA Is Regulating Social Media

In today’s busy world full of technological advancements, it’s becoming increasingly important to ensure that investors are protected from false or misleading claims, exaggerated statements, and material omissions when social media is used as a means of communication. Although the different forms of social…

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