Get Started with the SIE Exam

So, you’re ready to tackle the SIE Exam, pass it, and launch your career in the financial industry? Before you proceed, let’s explore some key points about what passing the exam can mean for you.

By understanding these aspects, you’ll be well-prepared for the journey ahead as you embark on your path to future success.

What the SIE Exam Can Do for Your Career

The SIE Exam serves as a crucial stepping stone in your financial services career, since it’s a prerequisite for taking any FINRA qualification (Series) exams. While passing the SIE Exam alone does not qualify you to register with a FINRA member firm or engage in securities business, it evaluates your understanding of fundamental securities terminology and concepts essential to the industry. This includes various product types and their associated risks, the structure of securities industry markets, regulatory agencies and their roles, and prohibited practices.

Proactively completing the SIE Exam can significantly enhance your appeal to potential employers. When they see that you have already passed the SIE exam, it signals your commitment to a career in financial services. Employers value this achievement as it saves them the resources to train you for the exam.

If you have already passed the SIE Exam, employers recognize your potential to succeed in a Series Exam and will likely start preparing you for it immediately. Successfully passing the SIE Exam demonstrates that you have a solid grasp of the foundational knowledge required for the more advanced qualification exams, increasing your likelihood of success.

Jobs Within Reach After Passing the SIE Exam

Remember, the SIE Exam can be taken without any affiliation with a brokerage firm. However, passing the exam alone does not qualify you for a specific job.

In contrast, qualification exams, which require sponsorship from a member firm, are specialized and more rigorous. These exams evaluate your ability to perform particular tasks, respond to typical scenarios, understand investment products and their suitability for clients, and grasp field-specific terminology.

Passing the SIE Exam is the first step toward advancing your career and becoming eligible for qualification exams. Therefore, it’s crucial to choose a reliable preparation resource.

If you’ve already passed the SIE Exam, you’ll want to refine your interview skills to confidently present your qualifications and secure your desired position in the financial industry.

The STC College Program

Securities Training Corporation is dedicated to helping you achieve your dreams of a career in financial services. That’s why we offer the STC General Securities College Program, which can be seamlessly integrated into various college curriculums.

The STC college program is hands-on and will provide you with numerous benefits. By completing the program, you will:

  • Acquire foundational knowledge of the securities industry to make more informed career choices in financial services.
  • Prepare effectively for your qualification (Series) exam with essential knowledge.
  • Gain a competitive edge with corporate recruiters.
  • Enhance your interview performance by demonstrating industry proficiency to potential employers.
  • Access direct pathways to top insurance and securities firms for both internships and full-time job opportunities.
  • Stay informed with accurate articles on current industry issues.
  • Take advantage of numerous practice exams to prepare for your SIE and Series Exams.
  • Access on-demand videos and virtual class lectures for flexible learning.
  • Receive guidance from instructors at every step of your journey.
  • Earn a certificate of completion and a digital badge upon finishing the course, along with one-year access to all STC classes and materials.

Many individuals start studying for their financial industry exams only after finishing school or well into their careers. But with STC’s program, you can gain the necessary education to jump-start your career ahead of the curve.

If you need assistance in preparing for the SIE or qualification exams, or if you’re interested in joining the STC college program to begin your career in the financial services industry, contact Securities Training Corporation today.

Let STC’s experts guide you in selecting the best program tailored to your specific needs, helping you confidently achieve your career goals.

Enhance your career in financial services and securities. FIND A PROGRAM THAT IS RIGHT FOR YOU