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CE Training in 2020

What You Need to Know about CE Training in 2020 (Download)

What You Need to Know about CE Training in 2020 FINRA and NASAA issued releases regarding Continuing Education requirements. STC’s recent webinar describes the proposed changes and discusses the following topics: NASAA Proposal for CE Program/CE Training for Investment advisor representatives Review of FINRA’s…

test anxiety

How to Beat Exam Anxiety Before and on Test Day

If the thought of taking an exam (whether it’s at school or for a professional license) makes you break out in a cold sweat and start imagining worst-case scenarios, don’t worry. The trick is to learn how to manage test anxiety so when it…

SIE exam study guide

Your Guide to Developing a Study Plan for the SIE Exam

  Passing the Securities Industry Essentials (SIE) Exam can be challenging, but it’s certainly less so with the right approach to study and preparation. Passing the SIE Exam is your first step to becoming a securities industry professional, so you need to know what’s…

SIE exam success guide

The Guide You Need for a Successful SIE Exam Experience

The Securities Industry Essentials (SIE) exam is absolutely necessary for any individual who’s interested in joining the securities industry. However, be aware, the exam isn’t easy and many people fail it. There are a number of reasons why people fail the SIE Exam, but…

examinations

Are Your Associates Ready for Their Examinations?

The key to examination success is preparation Securities Training Corporation’s (STC) new study system provides special tools to help prepare your students to be test ready and get their license More ways to prepare, study, and succeed Exam Prep at mystcinteravice.com provides an interactive…

student performance manager

Student Performance Manager: A Better Way to Help Your Students

A new tool for a complete view of your associates’ progress… Student Performance Manager The more information you know the better you can optimize their path to success   User-Friendly Tools A simple tile layout makes it easy to navigate reports. Easily add students…

SIE exam Graphics

What Is the Securities Industry Essentials Exam (SIE)?

What Is the Securities Industry Essentials Exam (SIE)?     The Securities Industry Essentials (SIE) Exam is a new, introductory-level FINRA exam for prospective industry professionals. Its purpose is to assess a candidate’s basic knowledge of securities industry topics fundamental to working in the…

Securities exam

What Securities License Do I Need?

  Series 7, Series 52, Series 63, how do you know what exam you need to pass to be qualified to work in your chosen financial profession? There are more than 40 exams administered by the Financial Industry Regulatory Authority (FINRA), and some additional…

Financial advisor with clients

Financial Advisor Best Practices

  We’ve all heard stories about the bad financial advisor.  You know the kind that asks for a printout of all your assets before they even get to know you.  Or the one who signs you up for an investment and you find out…

business people and technology

The Tech You Need to Get Started as a Financial Planner

Technology is a must-have for a financial planner. Clients expect it. Plus, it will make your job easier and let your staff concentrate on more important issues. Need more convincing? According to a Fidelity Investments survey, 53 percent of Gen X/Y millionaires say they…

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