Tag: SIE exam

SIE exam study guide

Your Guide to Developing a Study Plan for the SIE Exam

  Passing the Securities Industry Essentials (SIE) Exam can be challenging, but it’s certainly less so with the right approach to study and preparation. Passing the SIE Exam is your first step to becoming a securities industry professional, so you need to know what’s…

SIE exam success guide

The Guide You Need for a Successful SIE Exam Experience

The Securities Industry Essentials (SIE) exam is absolutely necessary for any individual who’s interested in joining the securities industry. However, be aware, the exam isn’t easy and many people fail it. There are a number of reasons why people fail the SIE Exam, but…

SIE Exam Tips

Tips for acing the SIE exam the first time

Taking the Securities Industry Essentials (SIE) Exam can be a nerve-wracking experience. Since the SIE Exam is the first exam that new securities professionals take, they may not know what to expect. Successful test-taking relies on thorough preparation. Securities Training Corporation provides the classes…

SIE exam for non-licensed employees

How Will the SIE Impact Your Non-Licensed Employees

  Passing the Security Industry Essentials (SIE) Exam helps people employed in the financial services industry function more independently and make wiser decisions. In effect, they become securities industry “professionals,” rather than just “workers.” Benefits of the SIE Exam for non-licensed employees The SIE…

sie exam

Is the SIE exam a good investment for your business?

The Securities Industry Essentials (SIE) exam provides non-licensed securities industry employees with the knowledge needed for effective performance. By passing the SIE exam, employees are better able to understand how their roles in the industry impact customers. In addition, passing the exam builds confidence…

SIE exam without sponsorship

Is the financial services industry becoming more democratic?

  Crowdfunding, crowdlending and crowd equity. These terms did not exist a decade ago, but now they represent some of the hottest trends in the securities industry. While digital platforms have opened new opportunities and realms for investors, there will always be a need…

brokerage firms

What Are The Top Brokerage Firms Looking For When They Recruit?

While some industry sectors are growing, brokerage firms are becoming choosier about candidates. Fortunately, now that the Series Industry Essentials (SIE) Exam can be taken by anyone without requiring sponsorship by a FINRA member firm, there is a platform that allows jobseekers to stand…

sie and insurance agent

How the SIE Can Help You as an Insurance Agent

The traditional separation between selling insurance and investment products has begun to erode over the past decade. As the U.S. population ages and more women have entered the workforce full-time, investors demand investment products tailored to their particular interests and lifestyle as well as…

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