The Series 65 exam is a securities licensing exam that qualifies professionals to work as an Investment Adviser Representative (IAR) in many states by covering investment principles, ethics, and state securities laws. If you’re looking to become a licensed investment adviser representative (IAR), earning your…
Securities firms are constantly challenged by the need to prepare new associates and analysts to pass their securities licensing exams on their first try. Securities exams are notoriously difficult, and the longer it takes for new hires to get licensed, the longer firms wait…
The Series 66 license is a NASAA exam that combines state securities laws and investment adviser regulations. It’s commonly paired with the Series 7 to qualify professionals to sell securities and provide advisory services at the state level. If you’re entering the financial services…
If you’re just starting on your path into the financial services industry, you’re likely overwhelmed with the number of licenses that are available to be obtained. Why are there so many licenses and which ones are right for you? Before taking any exams, you…
If you’re serious about advancing your career in finance, earning your CERTIFIED FINANCIAL PLANNER® (CFP®) certification is a game-changing move. The CFP® mark is recognized worldwide as the gold standard in financial planning, and it sets you apart as someone who has the expertise,…
The Ultimate SIE Study Guide from STC is your interactive companion to mastering the exam on your first try. Whether you’re new to the industry or preparing to join a broker-dealer, this guide is packed with everything you need to succeed.
Taking a Financial Industry Regulatory Authority (FINRA) exam is a major step in your career in the securities industry. These exams, ranging from the SIE Exam to the Series 7 and beyond, are challenging even for seasoned professionals. A failing score can feel discouraging,…
Choosing between a career as a Financial Planner or a Financial Analyst is a pivotal decision for finance professionals. Each path offers unique opportunities, responsibilities, and rewards. This comprehensive guide explores the distinctions between the two roles, providing insights into job functions, required skills,…
If you’re ready to pursue a career in finance or the securities industry, passing the Securities Industry Essentials (SIE Exam) and registered rep exams (such as Series 6, Series 7, Series 63, Series 65, etc.) is a critical milestone. These exams require a deep…