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FINRA Firm Element CE FAQ
The strength of the financial services industry is built on its competent, informed professionals. To maintain this standard, FINRA requires continuing education for all registered individuals. This comprises two key parts: the Regulatory Element, focusing on critical rule changes and updates for each registration…
Structured Training Programs – A Must for Securities Licensing
Securities firms are constantly challenged by the need to prepare new associates and analysts to pass their securities licensing exams on their first try. Securities exams are notoriously difficult, and the longer it takes for new hires to get licensed, the longer firms wait…
The Future of Finance Jobs: What to Expect in 2024
The world of finance is evolving at an unprecedented pace. The current finance jobs outlook is shaped by several dynamic forces, including technological advancements, regulatory changes, shifting economic landscapes, and evolving consumer expectations. The financial services industry has always been a cornerstone of global…
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Unlocking Success: Why Obtaining Your SIE in College Matters
The Securities Industry Essentials (SIE) Exam is a gateway for anyone interested in entering the world of finance. Acing the SIE exam in college can help you set yourself apart in the job market and unlock career opportunities early. In this article, we’ll cover…
All You Need to Know About the SIE Exam
As you embark on your career journey as a financial representative, you create your licensing to-do list and prepare to tackle the steps necessary to achieve a successful career. The first step on your list is the SIE exam, a test you must take…
STC Exam Update – Spring 2022
Recently, there have been a few regulatory and tax law updates which could have a minor impact on several different qualification exams. Some of these updates are changes to the current law, while others are additions. STC has either already made the necessary updates…
Get Started with the SIE Exam
So, you’re ready to tackle the SIE Exam, pass it, and launch your career in the financial industry? Before you proceed, let’s explore some key points about what passing the exam can mean for you. By understanding these aspects, you’ll be well-prepared for the…
What Is the SIE Exam and Why Did FINRA Establish It?
The SIE Exam is a FINRA-administered exam that’s required for any person who’s interested in starting a career in the securities industry. Passing the SIE alone doesn’t qualify a person for registration with a FINRA member firm or qualify them to engage in securities…