If you’re just starting on your path into the financial services industry, you’re likely overwhelmed with the number of licenses that are available to be obtained. Why are there so many licenses and which ones are right for you? Before taking any exams, you…
Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Exam chapter quizzes. In this edition of Todd Talks, Todd Rosenfeld, Chief Learning Officer at STC, introduces Chapter Quizzes—a feature designed with input from students just like you. These quizzes focus on the most…
Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Firm Element CE. In this edition of Todd Talks, Todd Rosenfeld, Chief Learning Officer at STC, shares actionable best practices for implementing and managing FINRA Firm Element Continuing Education programs. Whether you’re in compliance,…
Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Firm Element CE. Join Todd Rosenfeld, Chief Learning Officer at Securities Training Corporation, as he unpacks the essentials of FINRA’s Firm Element Continuing Education (CE). In this video, Todd dives into the Firm Element training…
Todd Rosenfeld, Chief Learning Officer at STC, discusses why you should choose STC for Your Investment Adviser Representative Continuing Education (IAR CE). a Continuing education is essential for Investment Adviser Representatives (IARs) to stay ahead in a constantly evolving industry, and choosing the right…
Todd Rosenfeld, Chief Learning Officer at STC, discusses the key requirements for IAR Continuing Education. a Welcome to another edition of Todd Talks! In this video, we dive into the Model Rule on Investment Adviser Representative Continuing Education (IAR CE) established by the North American…
Todd Rosenfeld, Chief Learning Officer at STC, discusses the 2024 settlement update to T+1. a Currently, settlement date occurs two business days after trade date; however, recent rule amendments from the Securities and Exchange Commission (SEC) and conforming FINRA rule changes will soon make…
Todd Rosenfeld, Chief Learning Officer at STC, discusses 2023 changes to continuing education (CE) requirements for investment advisor representatives (IARs). If you’re registered as an investment advisor representative (IAR), you’ll want to be aware of your CE requirements. Some changes went into effect for…
Todd Rosenfeld, Chief Learning Officer at STC, discusses STC’s Investment Advisor Representative (IAR) continuing education courses for 2023. As you know, investment advisor representatives (IARs) are required to have 12 CE credits per year: six credits on ethics and professional responsibility, and six credits…
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
I passed the series 24 yesterday. I started off using Kaplan, took the test, and failed. Then I switched to STC. I wish I would have used STC from the beginning and following the program from the beginning. What I’ve learned is the FiNRA test is like learning a different language. You need to be able to identify what the question is asking and what FiNRA is looking for. The STC test bank prepares you for that. I felt the actual test was not as difficult as the practice and green light exams. The series 24 material is extremely dry and Michael Simon has a very practical, yet dynamic approach in the way he teaches the material in the virtual class. STC is also extremely responsive and available for questions. It helped to speak with someone live and get a brief explanation to help grasp the material. There was a rhythm to it.
- Bill W., FINANCIAL ADVISER, St. Louis Missouri
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
TOP 10 banks and TOP 25 broker dealers partner with STC
Among THE HIGHEST pass rates in the industry. STC clients have reported 15-20% higher pass rates than the national average.
3,500 corporate clients worldwide
STC offers 2X as many courses as our biggest competitors
50 years of preparing professionals to pass their exams
1,000,000+ professionals trained