SIE Exam Resources

Young man wearing glasses studying on a laptop at a desk, preparing for the SIE Exam.

How Hard is the SIE?

For aspiring securities professionals, the Securities Industry Essentials (SIE) Exam is the first step toward licensure. Offered by the Financial Industry Regulatory Authority (FINRA), the SIE is designed to assess your foundational understanding of the industry before you affiliate with a member firm. But…

Woman studying for the SIE exam on a laptop with notes and coffee at a desk

How to Pass the SIE: Tips and Prep

Passing the Securities Industry Essentials (SIE) Exam can be challenging, but it’s certainly less so with the right approach to study and preparation. Passing the SIE Exam is your first step to becoming a securities industry professional, so you need to know what’s on…